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4//SEC Filing

Makharia Rohit 4

Accession 0001415889-22-011641

CIK 0001819142other

View on SEC.gov Company Profile

Filed

Nov 20, 7:00 PM ET

Accepted

Nov 21, 5:05 PM ET

Size

14.5 KB

Accession

0001415889-22-011641

Insider Transaction Report

Form 4

Period: 2022-11-17

Pres. & Chief Op. Officer

Transactions

Exercise/Conversion
Class A Common Stock
2022-11-17$0.16/sh+82,750$13,240→ 82,750 total
Sale
Class A Common Stock
2022-11-17$4.97/sh−82,750$411,557→ 0 total
Sale
Class A Common Stock
2022-11-18$4.91/sh−1,847$9,061→ 0 total
Exercise/Conversion
Stock Option
2022-11-18−1,847→ 6,759,855 total
Exercise: $0.16Exp: 2031-02-28→ Class A Common Stock (1,847 underlying)
Exercise/Conversion
Class A Common Stock
2022-11-18$0.16/sh+1,847$296→ 1,847 total
Exercise/Conversion
Stock Option
2022-11-17−82,750→ 6,761,702 total
Exercise: $0.16Exp: 2031-02-28→ Class A Common Stock (82,750 underlying)

Footnotes (3)

[F1]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.90 to $5.03, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
[F2]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.90 to $4.93, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
[F3]Reflects options granted on March 1, 2021 that vested 25% on the first anniversary of the grant date and will continue to vest in equal monthly installments over the following 36 months, subject to the Reporting Person's continued service on each vesting date.

Documents

1 file

4
form4-11212022_051101.xmlPrimary

Issuer

SES AI Corp

CIK 0001819142

Entity typeother

Related Parties

1

filerCIK 0001907018

Filing Metadata

Form type: 4
Filed: Nov 20, 7:00 PM ET
Accepted: Nov 21, 5:05 PM ET
Size: 14.5 KB

View on SEC.gov