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4//SEC Filing

Zimlich Joseph C. 4

Accession 0001415889-21-005589

CIK 0001327607other

View on SEC.gov Company Profile

Filed

Nov 29, 7:00 PM ET

Accepted

Nov 30, 4:57 PM ET

Size

15.8 KB

Accession

0001415889-21-005589

Insider Transaction Report

Form 4

Period: 2021-11-29

First Western Financial IncMYFW

Zimlich Joseph C.

Director

Transactions

Sale
Common Stock
2021-11-29$30.09/sh−3,391$102,035→ 33,596 total
Exercise/Conversion
Common Stock
2021-11-29$25.00/sh+4,078$101,950→ 36,987 total
Sale
Common Stock
2021-11-30$30.91/sh−8$247→ 33,597 total
Exercise/Conversion
Stock Option Right to Buy
2021-11-29−4,078→ 9 total
Exercise: $25.00Exp: 2022-01-17→ Common Stock (4,078 underlying)
Exercise/Conversion
Stock Option Right to Buy
2021-11-30−9→ 0 total
Exercise: $25.00Exp: 2022-01-17→ Common Stock (9 underlying)
Exercise/Conversion
Common Stock
2021-11-30$25.00/sh+9$225→ 33,605 total

Holdings

Common Stock
(indirect: By LLC)
90,146
Common Stock
(indirect: By LLC)
108,597

Footnotes (3)

[F1]The reporting person serves as Managing Member of the sole member of Bohemian Investments, LLC, and has voting and dispositive power over the shares held by Bohemian Investments, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the
[F2]The reporting person serves as President of the Managing Member of BOCO Investments, LLC and has voting and dispositive power over the shares held by BOCO Investments, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act, or for any other purpose.
[F3]The stock options were granted on January 17, 2012. 20% of the options vested immediately and the remainder vested 20% annually for four years.

Documents

1 file

4
form4-11302021_011101.xmlPrimary

Issuer

First Western Financial Inc

CIK 0001327607

Entity typeother

Related Parties

1

filerCIK 0001745088

Filing Metadata

Form type: 4
Filed: Nov 29, 7:00 PM ET
Accepted: Nov 30, 4:57 PM ET
Size: 15.8 KB

View on SEC.gov