4//SEC Filing
WYCOFF W KIRK 4
Accession 0001415889-20-001243
CIK 0001169770other
Filed
May 17, 8:00 PM ET
Accepted
May 18, 5:45 PM ET
Size
9.1 KB
Accession
0001415889-20-001243
Insider Transaction Report
Form 4
WYCOFF W KIRK
Director
Transactions
- Award
Common Stock
2020-05-14+8,676→ 84,547 total
Holdings
- 152,692(indirect: By Patriot Financial Partners Parallel II, L.P.)
Common Stock
- 1,308,661(indirect: By Patriot Financial Partners II, L.P.)
Common Stock
- 518(indirect: By Patriot Financial Manager, LP)
Common Stock
Footnotes (4)
- [F1]Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.
- [F2]Amount of securities beneficially held by the Funds II (defined below) and Patriot Financial Manager, LP as reported in this Form 4 have been revised to correctly state the number of the Issuer's shares held by each of Funds II and Patriot Financial Manager, LP as of the date of this Form 4.
- [F3]The securities are beneficially held by Patriot Financial Partners II, L.P. (the "Patriot Fund II") and Patriot Financial Partners Parallel II, L.P. (the "Patriot Parallel Fund II," together with the Patriot Fund II, the "Funds II"). Patriot Financial Partners GP II, L.P. ("Patriot II GP") is a general partner of each of the Funds II, and Patriot Financial Partners GP II, LLC ("Patriot II LLC") is a general partner of Patriot II GP. In addition, the Reporting Person is a general partner of the Funds II and Patriot II GP and a member of Patriot II LLC. Accordingly, securities owned by the Funds II may be regarded as being beneficially owned by Patriot II GP, Patriot II LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.
- [F4]The Reporting Person is a majority owner of Patriot Financial Manager, L.P. and may be deemed to be the beneficial owner of the securities held thereby. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.
Documents
Issuer
BANC OF CALIFORNIA, INC.
CIK 0001169770
Entity typeother
Related Parties
1- filerCIK 0000949197
Filing Metadata
- Form type
- 4
- Filed
- May 17, 8:00 PM ET
- Accepted
- May 18, 5:45 PM ET
- Size
- 9.1 KB