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4//SEC Filing

SZNEWAJS ROBERT D 4

Accession 0001415889-19-000698

CIK 0001169770other

Filed

Jun 13, 8:00 PM ET

Accepted

Jun 14, 7:37 PM ET

Size

13.0 KB

Accession

0001415889-19-000698

Insider Transaction Report

Form 4
Period: 2019-06-12
Transactions
  • Award

    Common Stock

    2019-06-12+8,61646,507.81 total
Holdings
  • Stock Option

    Exercise: $13.75Exp: 2025-07-01Common Stock (2,808 underlying)
    2,808
  • Stock Option

    Exercise: $10.90Exp: 2024-07-01Common Stock (918 underlying)
    918
  • Stock Option

    Exercise: $10.90Exp: 2024-07-01Common Stock (918 underlying)
    918
  • Stock Option

    Exercise: $13.75Exp: 2025-07-01Common Stock (2,808 underlying)
    2,808
Footnotes (2)
  • [F1]Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.
  • [F2]Options will vest annually in substantially equal installments over a five-year period beginning on the one-year anniversary of the grant date. In accordance with the Non-Qualified Stock Option Agreement, by and between the Reporting Person and the Issuer, dated July 1, 2014 and July 1, 2015 (the "Option Agreements"), in the event the Reporting Person is subject to a Qualified Termination of Service (as defined in the Option Agreements), this award will automatically become fully vested.

Issuer

BANC OF CALIFORNIA, INC.

CIK 0001169770

Entity typeother
IncorporatedOR

Related Parties

1
  • filerCIK 0001117647

Filing Metadata

Form type
4
Filed
Jun 13, 8:00 PM ET
Accepted
Jun 14, 7:37 PM ET
Size
13.0 KB