Home/Filings/4/0001415889-19-000258
4//SEC Filing

Ozima Wesley 4

Accession 0001415889-19-000258

CIK 0001023364other

Filed

Mar 4, 7:00 PM ET

Accepted

Mar 5, 4:34 PM ET

Size

10.0 KB

Accession

0001415889-19-000258

Insider Transaction Report

Form 4
Period: 2019-03-01
Ozima Wesley
Vice President and Controller
Transactions
  • Award

    Employee Stock Option (Right to Buy)

    2019-03-01+10,00010,000 total
    Exercise: $3.39Exp: 2026-03-01Common Stock (10,000 underlying)
  • Exercise/Conversion

    Common Stock

    2019-03-01$1.75/sh+7,500$13,12522,557 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2019-03-017,5000 total
    Exercise: $1.75Exp: 2019-03-03Common Stock (7,500 underlying)
Footnotes (3)
  • [F1]Includes 6,667 shares of Restricted Stock that will vest in two installments on September 27, 2019 and September 27, 2020.
  • [F2]Grant to reporting person of options to buy shares of common stock in transaction exempt under Rule 16b-3. These options will become vested and exercisable as follows: (i) 33 1/3% shall vest and become exercisable on March 1, 2020, and (ii) 1/36 shall vest and become exercisable on each successive monthly anniversary thereafter for the following 24 months ending on March 1, 2022.
  • [F3]Subject to the achievement of certain performance goals of the Company, these derivative securities became exercisable as follows: (i) 33 1/3% vested and became exercisable on March 3, 2010, and (ii) 1/36 vested and became exercisable on each successive monthly anniversary thereafter for the following 24 months ending on March 3, 2012.

Issuer

AutoWeb, Inc.

CIK 0001023364

Entity typeother

Related Parties

1
  • filerCIK 0001458093

Filing Metadata

Form type
4
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 4:34 PM ET
Size
10.0 KB