SZNEWAJS ROBERT D 5
5 · BANC OF CALIFORNIA, INC. · Filed Feb 12, 2019
Insider Transaction Report
Form 5
SZNEWAJS ROBERT D
Director
Transactions
- Award
Common Stock
2018-04-02$18.72/sh+73.326$1,373→ 37,891.81 total - Award
Common Stock
2018-07-02$18.96/sh+0.005$0→ 37,891.81 total - Award
Common Stock
2018-10-01$18.33/sh+0.006$0→ 37,891.81 total - Award
Common Stock
2018-01-02$20.03/sh+68.09$1,364→ 37,891.81 total
Holdings
- 918
Stock Option
Exercise: $10.90Exp: 2024-07-01→ Common Stock (918 underlying) - 2,808
Stock Option
Exercise: $13.75Exp: 2025-07-01→ Common Stock (2,808 underlying) - 2,808
Stock Option
Exercise: $13.75Exp: 2025-07-01→ Common Stock (2,808 underlying) - 918
Stock Options
Exercise: $10.90Exp: 2024-07-01→ Common Stock (918 underlying)
Footnotes (2)
- [F1]Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.
- [F2]Options will vest annually in equal installments over a five year period beginning on the one year anniversary of the grant date. In accordance with the Non-Qualified Stock Option Agreement, by and between the Reporting Person and the Issuer, dated July 1, 2014 (the "Option Agreement"), in the event the Reporting Person is subject to a Qualified Termination of Service (as defined in the Option Agreement), this award will automatically become fully vested.