Home/Filings/5/0001415889-19-000152
5//SEC Filing

SZNEWAJS ROBERT D 5

Accession 0001415889-19-000152

CIK 0001169770other

Filed

Feb 11, 7:00 PM ET

Accepted

Feb 12, 6:54 PM ET

Size

15.0 KB

Accession

0001415889-19-000152

Insider Transaction Report

Form 5
Period: 2018-12-31
Transactions
  • Award

    Common Stock

    2018-04-02$18.72/sh+73.326$1,37337,891.81 total
  • Award

    Common Stock

    2018-07-02$18.96/sh+0.005$037,891.81 total
  • Award

    Common Stock

    2018-10-01$18.33/sh+0.006$037,891.81 total
  • Award

    Common Stock

    2018-01-02$20.03/sh+68.09$1,36437,891.81 total
Holdings
  • Stock Option

    Exercise: $10.90Exp: 2024-07-01Common Stock (918 underlying)
    918
  • Stock Option

    Exercise: $13.75Exp: 2025-07-01Common Stock (2,808 underlying)
    2,808
  • Stock Option

    Exercise: $13.75Exp: 2025-07-01Common Stock (2,808 underlying)
    2,808
  • Stock Options

    Exercise: $10.90Exp: 2024-07-01Common Stock (918 underlying)
    918
Footnotes (2)
  • [F1]Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.
  • [F2]Options will vest annually in equal installments over a five year period beginning on the one year anniversary of the grant date. In accordance with the Non-Qualified Stock Option Agreement, by and between the Reporting Person and the Issuer, dated July 1, 2014 (the "Option Agreement"), in the event the Reporting Person is subject to a Qualified Termination of Service (as defined in the Option Agreement), this award will automatically become fully vested.

Issuer

BANC OF CALIFORNIA, INC.

CIK 0001169770

Entity typeother
IncorporatedOR

Related Parties

1
  • filerCIK 0001117647

Filing Metadata

Form type
5
Filed
Feb 11, 7:00 PM ET
Accepted
Feb 12, 6:54 PM ET
Size
15.0 KB