4//SEC Filing
MILLER S JAMES 4
Accession 0001415889-18-001414
CIK 0000941685other
Filed
Sep 20, 8:00 PM ET
Accepted
Sep 21, 9:27 PM ET
Size
6.4 KB
Accession
0001415889-18-001414
Insider Transaction Report
Form 4
MILLER S JAMES
DirectorChairman and CEO
Transactions
- Other
Warrant
2018-09-10+3,987→ 3,987 totalExercise: $0.01From: 2018-09-10Exp: 2028-09-10→ Common Stock (3,987 underlying)
Footnotes (3)
- [F1]On September 10, 2018, the Issuer's Board of Directors declared a special dividend, payable to all holders of record of shares of the Issuer's Series A Convertible Preferred Stock ("Series A Preferred") as of September 10, 2018, pursuant to which the Reporting Person received the warrants reported herein.
- [F2]The warrants may only be exercised concurrently with the conversion of shares of Series A Preferred held by the Reporting Person into shares of the Issuer's common stock.
- [F3]The warrants will expire on the earliest to occur of (i) the conversion by the Reporting Person of all shares of Series A Preferred held by the Reporting Person into shares of the Issuer's common stock, (ii) the redemption by the Issuer of all outstanding shares of Series A Preferred held by the Reporting Person, (iii) the warrants no longer representing the right to purchase any shares of the Issuer's common stock, or (iv) the tenth anniversary of the date of issuance.
Documents
Issuer
IMAGEWARE SYSTEMS INC
CIK 0000941685
Entity typeother
Related Parties
1- filerCIK 0001236377
Filing Metadata
- Form type
- 4
- Filed
- Sep 20, 8:00 PM ET
- Accepted
- Sep 21, 9:27 PM ET
- Size
- 6.4 KB