Home/Filings/4/0001415889-18-001342
4//SEC Filing

Benett Halle J. 4

Accession 0001415889-18-001342

CIK 0001169770other

Filed

Sep 9, 8:00 PM ET

Accepted

Sep 10, 9:24 PM ET

Size

10.7 KB

Accession

0001415889-18-001342

Insider Transaction Report

Form 4
Period: 2018-09-06
Transactions
  • Award

    Common Stock

    2018-09-06+5,18831,698.355 total
Holdings
  • Stock Options

    Exercise: $10.90Exp: 2024-07-01Common Stock (918 underlying)
    918
  • Stock Option

    Exercise: $13.75Exp: 2025-07-01Common Stock (2,808 underlying)
    2,808
  • Stock Option

    Exercise: $13.75Exp: 2025-07-01Common Stock (2,808 underlying)
    2,808
  • Stock Option

    Exercise: $10.90Exp: 2024-07-01Common Stock (918 underlying)
    918
Footnotes (2)
  • [F1]Represents restricted stock units issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. The awards will automatically vest in full on May 31, 2019, subject to earlier vesting if certain conditions are met.
  • [F2]Options will vest annually in substantially equal installments over a five-year period beginning on the one-year anniversary of the grant date. In accordance with the Non-Qualified Stock Option Agreement, by and between the Reporting Person and the Issuer, dated July 1, 2014 and July 1, 2015 (the "Option Agreements"), in the event the Reporting Person is subject to a Qualified Termination of Service (as defined in the Option Agreements), this award will automatically become fully vested.

Issuer

BANC OF CALIFORNIA, INC.

CIK 0001169770

Entity typeother

Related Parties

1
  • filerCIK 0001608090

Filing Metadata

Form type
4
Filed
Sep 9, 8:00 PM ET
Accepted
Sep 10, 9:24 PM ET
Size
10.7 KB