Home/Filings/4/0001415889-18-001317
4//SEC Filing

MCPARTLAND MARK A. 4

Accession 0001415889-18-001317

CIK 0001411685other

Filed

Aug 30, 8:00 PM ET

Accepted

Aug 31, 5:23 PM ET

Size

16.9 KB

Accession

0001415889-18-001317

Insider Transaction Report

Form 4
Period: 2018-08-29
MCPARTLAND MARK A.
VP Corporate Development
Transactions
  • Award

    Stock Option (Right to Buy)

    2018-08-29+125,000125,000 total
    Exercise: $1.50Exp: 2026-09-29Common Stock (125,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2018-08-2940,0000 total
    Exercise: $3.80Exp: 2026-11-09Common Stock (40,000 underlying)
  • Award

    Stock Option (Right to Buy)

    2018-08-29+100,000250,000 total
    Exercise: $1.50Exp: 2027-04-26Common Stock (100,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2018-08-29125,0000 total
    Exercise: $4.27Exp: 2026-09-29Common Stock (125,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2018-08-29100,0000 total
    Exercise: $1.96Exp: 2027-04-26Common Stock (100,000 underlying)
  • Award

    Stock Option (Right to Buy)

    2018-08-29+40,00040,000 total
    Exercise: $1.50Exp: 2026-11-09Common Stock (40,000 underlying)
Footnotes (6)
  • [F1]The reporting person agreed to cancellation of an option granted to him on 9/29/2016 in exchange for a new option having a lower exercise price.
  • [F2]The option vests monthly over a period of four years commencing 9/29/2016.
  • [F3]The reporting person agreed to cancellation of an option granted to him on 11/9/2016 in exchange for a new option having a lower exercise price.
  • [F4]The option vests monthly over a period of three years commencing 11/9/2016.
  • [F5]The reporting person agreed to cancellation of an option granted to him on 4/26/2017 in exchange for a new option having a lower exercise price.
  • [F6]The option vests monthly over a period of three years commencing 4/26/2017.

Issuer

VistaGen Therapeutics, Inc.

CIK 0001411685

Entity typeother

Related Parties

1
  • filerCIK 0001620140

Filing Metadata

Form type
4
Filed
Aug 30, 8:00 PM ET
Accepted
Aug 31, 5:23 PM ET
Size
16.9 KB