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4//SEC Filing

FERRIOLO WILLIAM 4

Accession 0001415889-17-001840

CIK 0001023364other

Filed

Nov 20, 7:00 PM ET

Accepted

Nov 21, 7:41 PM ET

Size

8.0 KB

Accession

0001415889-17-001840

Insider Transaction Report

Form 4
Period: 2017-11-21
FERRIOLO WILLIAM
SVP Consumer Acquisitions
Transactions
  • Exercise/Conversion

    Common Stock

    2017-11-21$4.80/sh+6,134$29,443264,889 total
  • Exercise/Conversion

    Stock Options (Right to Buy)

    2017-11-216,1340 total
    Exercise: $4.80Exp: 2018-01-20Common Stock (6,134 underlying)
Footnotes (2)
  • [F1]Includes (a) 8,333 shares of restricted stock that will vest on April 23, 2018; (b) 100,000 shares of restricted stock with restrictions lapsing as follows: (i) restriction on 50,000 shares shall lapse upon the weighted average closing price for Common Stock at or above $30 per share for 30 consecutive trading days and (ii) restrictions on remaining 50,000 shares shall lapse upon the weighted average closing price for Common Stock at or above $45 per share for 30 consecutive trading days; and (c) 70,000 shares of restricted stock that will vest 33 1/3% on each anniversary commencing September 27, 2018.
  • [F2]Subject to the achievement of certain performance goals of the Company in 2011, these derivative securities became exercisable as follows: 33 1/3% vested and became exercisable on January 20, 2012 and 1/36 vested and became exercisable at the end of each successive monthly anniversary thereafter for the following 24 months ending on January 20, 2014.

Issuer

AutoWeb, Inc.

CIK 0001023364

Entity typeother

Related Parties

1
  • filerCIK 0001536676

Filing Metadata

Form type
4
Filed
Nov 20, 7:00 PM ET
Accepted
Nov 21, 7:41 PM ET
Size
8.0 KB