Home/Filings/5/0001415889-17-000261
5//SEC Filing

BANC OF CALIFORNIA, INC. 5

Accession 0001415889-17-000261

$BANCCIK 0001169770operating

Filed

Feb 13, 7:00 PM ET

Accepted

Feb 14, 6:48 PM ET

Size

17.5 KB

Accession

0001415889-17-000261

Insider Transaction Report

Form 5
Period: 2016-12-31
Karish Jeff
Director
Transactions
  • Award

    Common Stock

    2016-01-04$14.18/sh+147.817$2,09642,204.251 total
  • Award

    Common Stock

    2016-04-01$16.98/sh+124.536$2,11442,204.251 total
  • Award

    Common Stock

    2016-07-01$17.56/sh+121.259$2,12942,204.251 total
  • Award

    Common Stock

    2016-10-03$16.94/sh+149.867$2,53842,204.251 total
Holdings
  • Stock Option

    Exercise: $10.90Exp: 2024-07-01Common Stock (918 underlying)
    918
  • Stock Options

    Exercise: $10.90Exp: 2024-07-01Common Stock (918 underlying)
    918
  • Stock Option

    Exercise: $13.75Exp: 2025-07-01Common Stock (2,808 underlying)
    2,808
  • Stock Option

    Exercise: $13.75Exp: 2025-07-01Common Stock (2,808 underlying)
    2,808
Footnotes (2)
  • [F1]Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.
  • [F2]Options will vest annually in equal installments over a five year period beginning on the one year anniversary of the grant date. In accordance with the Non-Qualified Stock Option Agreement, by and between the Reporting Person and the Issuer, dated July 1, 2014 (the "Option Agreement"), in the event the Reporting Person is subject to a Qualified Termination of Service (as defined in the Option Agreement), this award will automatically become fully vested.

Issuer

BANC OF CALIFORNIA, INC.

CIK 0001169770

Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0001169770

Filing Metadata

Form type
5
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 6:48 PM ET
Size
17.5 KB