ISC8 INC. /DE 4

4 · ISC8 INC. /DE · Filed Dec 16, 2013

Form 4

Period: 2013-10-21

Director

Transactions

Disposition to Issuer
Stock Option
2013-10-21−3,000→ 0 total
Exercise: $21.90From: 2005-03-01Exp: 2015-03-01→ Common Stock (3,000 underlying)
Disposition to Issuer
Stock Option
2013-10-21−20,000→ 0 total
Exercise: $0.16From: 2012-08-07Exp: 2020-08-06→ Common Stock (20,000 underlying)
Disposition to Issuer
Stock Option
2013-10-21−500,000→ 0 total
Exercise: $0.09From: 2010-12-24Exp: 2020-12-24→ Common Stock (500,000 underlying)
Disposition to Issuer
Stock Option
2013-10-21−2,400→ 0 total
Exercise: $26.40From: 2005-09-20Exp: 2015-09-20→ Common Stock (2,400 underlying)
Disposition to Issuer
Stock Option
2013-10-21−5,000→ 0 total
Exercise: $13.00From: 2008-09-30Exp: 2018-03-05→ Common Stock (5,000 underlying)
Disposition to Issuer
Stock Option
2013-10-21−20,000→ 0 total
Exercise: $0.35From: 2009-04-01Exp: 2014-04-01→ Common Stock (20,000 underlying)
Disposition to Issuer
Stock Option
2013-10-21−125,000→ 0 total
Exercise: $0.15From: 2011-03-10Exp: 2021-03-09→ Common Stock (125,000 underlying)
Disposition to Issuer
Stock Option
2013-10-21−1,500→ 0 total
Exercise: $36.20From: 2004-03-02Exp: 2014-03-02→ Common Stock (1,500 underlying)
Award
Stock Option
2013-10-21+750,000→ 750,000 total
Exercise: $0.04From: 2013-10-21→ Common Stock (750,000 underlying)

Footnotes (3)

[F1]Exercise price reflects the Issuer's 1-for-10 reverse stock split on August 26, 2008.
[F2]On October 21, 2013, the Issuer canceled, pursuant to an option exchange program, all options held by the Reporting Person, granted pursuant to the Issuer's equity based compensation plans. In exchange, the Reporting Person received a replacement option to purchase 750,000 shares of the Issuer's common stock for $0.042 per share.
[F3]One-third of option vested immediately, and the remaining two-thirds will vest in equal monthly installments over the next two years.

Documents

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