Home/Filings/4/0001415889-13-002151
4//SEC Filing

IMAGEWARE SYSTEMS INC 4

Accession 0001415889-13-002151

CIK 0000941685operating

Filed

Oct 30, 8:00 PM ET

Accepted

Oct 31, 3:37 PM ET

Size

12.4 KB

Accession

0001415889-13-002151

Insider Transaction Report

Form 4
Period: 2013-10-29
Transactions
  • Exercise/Conversion

    Warrant

    2013-10-3113,6350 total
    Exercise: $0.50From: 2008-11-14Exp: 2013-11-14Common Stock (13,635 underlying)
  • Award

    Stock Options

    2013-10-29$1.93/sh+10,000$19,30010,000 total
    Exercise: $1.93Exp: 2023-10-29Common Stock (10,000 underlying)
  • Award

    Common Stock

    2013-10-29$1.93/sh+24,000$46,32068,200 total
  • Exercise/Conversion

    Common Stock

    2013-10-31$0.50/sh+13,635$6,81881,835 total
  • Tax Payment

    Common Stock

    2013-10-31$1.95/sh3,505$6,83578,330 total
Footnotes (3)
  • [F1]Represents shares of restricted stock. Shares vest ratably over a 14 month period beginning November 2013 and ending December 2014.
  • [F2]Exercise price reflects automatic adjustments as the result of anti-dilutive provisions contained in the warrant.
  • [F3]Options shall vest as follows: 3,336 shares will vest on the one year anniversary of the grant date, with the remainder vesting equally in eight quarterly installments.

Issuer

IMAGEWARE SYSTEMS INC

CIK 0000941685

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000941685

Filing Metadata

Form type
4
Filed
Oct 30, 8:00 PM ET
Accepted
Oct 31, 3:37 PM ET
Size
12.4 KB