4//SEC Filing
GERMAIN MARK 4
Accession 0001415889-12-001902
CIK 0001386570other
Filed
Dec 25, 7:00 PM ET
Accepted
Dec 26, 10:25 AM ET
Size
20.4 KB
Accession
0001415889-12-001902
Insider Transaction Report
Form 4
ChromaDex Corp.CDXC.OB
GERMAIN MARK
Director
Transactions
- Award
Employee Stock Options (right to buy)
2012-12-21+586,024→ 683,524 totalExercise: $0.94From: 2012-10-15Exp: 2022-09-15→ Common Stock (586,024 underlying) - Disposition to Issuer
Employee Stock Options (right to buy)
2012-12-21−30,000→ 1,046,700 totalExercise: $1.50From: 2008-12-21Exp: 2017-12-21→ Common Stock (30,000 underlying) - Disposition to Issuer
Employee Stock Options (right to buy)
2012-12-21−250,000→ 796,700 totalExercise: $1.50From: 2009-04-21Exp: 2018-04-21→ Common Stock (250,000 underlying) - Disposition to Issuer
Employee Stock Options (right to buy)
2012-12-21−282,100→ 232,500 totalExercise: $1.54From: 2011-05-20Exp: 2020-05-20→ Common Stock (282,100 underlying) - Disposition to Issuer
Employee Stock Options (right to buy)
2012-12-21−67,500→ 97,500 totalExercise: $1.54From: 2011-06-10Exp: 2021-05-10→ Common Stock (67,500 underlying) - Disposition to Issuer
Employee Stock Options (right to buy)
2012-12-21−282,100→ 514,600 totalExercise: $1.54From: 2011-05-20Exp: 2020-05-20→ Common Stock (282,100 underlying) - Disposition to Issuer
Employee Stock Options (right to buy)
2012-12-21−67,500→ 165,000 totalExercise: $1.54From: 2010-06-20Exp: 2020-05-20→ Common Stock (67,500 underlying)
Footnotes (10)
- [F1]These previously awarded options have been terminated in exchange of a new award of options under different terms.
- [F10]The total includes 97,500 options under different terms.
- [F2]Options vested 1/5th every year for 5 years and have been fully vested as of December 21, 2012.
- [F3]1/4th of options vested on April 21, 2009 and 1/48th of options vested monthly thereafter. The options have been fully vested as of April 21, 2012.
- [F4]Options vest 50% over two years beginning on May 20, 2011.
- [F5]Options vest 50% over two years beginning on May 20, 2011; provided further that, these options are only exercisable based on the percentage of warrants exercised as of such vesting date that were issued under that certian Subscription Agreement, dated as of April 22, 2010, between the Issuer and the subscribers named therein. Specifically, if 25% to 49.9% of such warrant have been exercised, then 25% of these options are exercisable; if 50% to 74.9% of such warrant have been exercised, then 50% of these options are exercisable; and if 75% or more of such warrants have been exercised, then 100% of these options are exercisable.
- [F6]Options vested 1/12th every month for 12 months and have been fully vested as of May 20, 2011.
- [F7]Options vested 1/12th every month for 12 months and have been fully vested as of May 10, 2012.
- [F8]These new options are awarded by terminating the previously awarded options under different terms.
- [F9]Options vest 1/12th every month for 12 months and will be fully vested on September 15, 2013.
Documents
Issuer
ChromaDex Corp.
CIK 0001386570
Entity typeother
Related Parties
1- filerCIK 0001195498
Filing Metadata
- Form type
- 4
- Filed
- Dec 25, 7:00 PM ET
- Accepted
- Dec 26, 10:25 AM ET
- Size
- 20.4 KB