4//SEC Filing
Bulldog Investors General Partnership 4
Accession 0001398344-17-012100
CIK 0000888137other
Filed
Sep 18, 8:00 PM ET
Accepted
Sep 19, 12:05 PM ET
Size
10.4 KB
Accession
0001398344-17-012100
Insider Transaction Report
Form 4
Transactions
- Purchase
Common Stock
2017-09-15$4.86/sh+21,447$104,282→ 782,948 total - Purchase
Common Stock
2017-09-15$4.86/sh+1,070$5,203→ 62,419 total
Footnotes (5)
- [F1]This Form 4 is filed jointly by Opportunity Income Plus Fund, LP and Bulldog Investors General Partnership (collectively, the "Reporting Persons").
- [F2]Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13G, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock.
- [F3]Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
- [F4]Shares are held by Opportunity Income Plus Fund, LP.
- [F5]Shares are held by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP and Mercury Partners, LP, which together may constitute a group. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein.
Documents
Issuer
JPMORGAN CHINA REGION FUND, INC.
CIK 0000888137
Entity typeother
Related Parties
1- filerCIK 0001364773
Filing Metadata
- Form type
- 4
- Filed
- Sep 18, 8:00 PM ET
- Accepted
- Sep 19, 12:05 PM ET
- Size
- 10.4 KB