4//SEC Filing
Virtus Total Return Fund 4
Accession 0001398344-17-003938
CIK 0001310445other
Filed
Mar 26, 8:00 PM ET
Accepted
Mar 27, 12:23 PM ET
Size
22.0 KB
Accession
0001398344-17-003938
Insider Transaction Report
Form 4
MERCURY PARTNERS L P
10% OwnerOther
Transactions
- Sale
Common Stock
2017-03-22$4.87/sh−2,636,634$12,842,253→ 1,553,860 total
GOLDSTEIN PHILLIP
10% Owner
Transactions
- Sale
Common Stock
2017-03-22$4.87/sh−2,636,634$12,842,253→ 1,553,860 total
MCM Opportunity Partners LP
10% OwnerOther
Transactions
- Sale
Common Stock
2017-03-22$4.87/sh−2,636,634$12,842,253→ 1,553,860 total
STEADY GAIN PARTNERS LP
10% OwnerOther
Transactions
- Sale
Common Stock
2017-03-22$4.87/sh−2,636,634$12,842,253→ 1,553,860 total
Full Value Special Situations Fund LP
10% OwnerOther
Transactions
- Sale
Common Stock
2017-03-22$4.87/sh−2,636,634$12,842,253→ 1,553,860 total
FULL VALUE PARTNERS LP
10% OwnerOther
Transactions
- Sale
Common Stock
2017-03-22$4.87/sh−2,636,634$12,842,253→ 1,553,860 total
OPPORTUNITY PARTNERS LP
10% OwnerOther
Transactions
- Sale
Common Stock
2017-03-22$4.87/sh−2,636,634$12,842,253→ 1,553,860 total
Bulldog Investors General Partnership
10% OwnerOther
Transactions
- Sale
Common Stock
2017-03-22$4.87/sh−2,636,634$12,842,253→ 1,553,860 total
Opportunity Income Plus LP
10% OwnerOther
Transactions
- Sale
Common Stock
2017-03-22$4.87/sh−2,636,634$12,842,253→ 1,553,860 total
Calapasas West Partners LP
10% OwnerOther
Transactions
- Sale
Common Stock
2017-03-22$4.87/sh−2,636,634$12,842,253→ 1,553,860 total
Footnotes (3)
- [F1]This Form 4 is filed jointly by Bulldog Investors General Partnership, Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP, MCM Opportunity Partners, LP, Opportunity Income Plus Fund, LP, and Phillip Goldstein (collectively, the "Reporting Persons").
- [F2]Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock on March 23, 2017. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock.
- [F3]Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. Shares were tendered by the Reporting Persons in connection with the Issuer tender offer that commenced February 15, 2017 and expired March 15, 2017.
Documents
Issuer
Virtus Total Return Fund
CIK 0001310445
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001310445
Filing Metadata
- Form type
- 4
- Filed
- Mar 26, 8:00 PM ET
- Accepted
- Mar 27, 12:23 PM ET
- Size
- 22.0 KB