Home/Filings/4/A/0001398344-16-016292
4/A//SEC Filing

Bulldog Investors General Partnership 4/A

Accession 0001398344-16-016292

CIK 0001310445other

Filed

Aug 7, 8:00 PM ET

Accepted

Aug 8, 3:22 PM ET

Size

18.7 KB

Accession

0001398344-16-016292

Insider Transaction Report

Form 4/AAmended
Period: 2016-08-01
Holdings
  • Common Stock

    787,622
Footnotes (5)
  • [F1]This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, Full Value Offshore Fund, Ltd., Opportunity Income Plus Fund, LP, and Phillip Goldstein (collectively, the "Reporting Persons"). To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two related reports related to the same transaction(s) for the Section 13(d) group being filed with the Securities and Exchange Commission.
  • [F2]Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock on May 23, 2016. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock.
  • [F3]Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
  • [F4]Shares of Common Stock beneficially owned by Opportunity Partners, LP.
  • [F5]This Form 4 is being amended in order to reflect the correct amount of securities beneficially owned.

Issuer

Virtus Total Return Fund

CIK 0001310445

Entity typeother

Related Parties

1
  • filerCIK 0001364773

Filing Metadata

Form type
4/A
Filed
Aug 7, 8:00 PM ET
Accepted
Aug 8, 3:22 PM ET
Size
18.7 KB