4//SEC Filing
OPPORTUNITY PARTNERS LP 4
Accession 0001398344-14-006141
CIK 0001495584other
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 4:46 PM ET
Size
29.1 KB
Accession
0001398344-14-006141
Insider Transaction Report
Form 4
Transactions
- Sale
Common Stock
2014-11-24$22.60/sh−2,381$53,805→ 992,388 total - Sale
Common Stock
2014-12-01$22.53/sh−1,565$35,261→ 977,521 total - Sale
Common Stock
2014-11-24$22.60/sh−38$859→ 14,509 total - Sale
Common Stock
2014-12-01$22.53/sh−25$563→ 14,274 total - Sale
Common Stock
2014-11-26$22.54/sh−13,302$299,844→ 979,086 total - Sale
Common Stock
2014-11-26$22.54/sh−210$4,734→ 14,299 total
Full Value Offshore Fund, Ltd.
10% Owner
Transactions
- Sale
Common Stock
2014-12-01$22.53/sh−25$563→ 14,274 total - Sale
Common Stock
2014-11-24$22.60/sh−38$859→ 14,509 total - Sale
Common Stock
2014-11-24$22.60/sh−2,381$53,805→ 992,388 total - Sale
Common Stock
2014-12-01$22.53/sh−1,565$35,261→ 977,521 total - Sale
Common Stock
2014-11-26$22.54/sh−210$4,734→ 14,299 total - Sale
Common Stock
2014-11-26$22.54/sh−13,302$299,844→ 979,086 total
MERCURY PARTNERS L P
10% Owner
Transactions
- Sale
Common Stock
2014-11-24$22.60/sh−2,381$53,805→ 992,388 total - Sale
Common Stock
2014-11-24$22.60/sh−38$859→ 14,509 total - Sale
Common Stock
2014-12-01$22.53/sh−25$563→ 14,274 total - Sale
Common Stock
2014-12-01$22.53/sh−1,565$35,261→ 977,521 total - Sale
Common Stock
2014-11-26$22.54/sh−210$4,734→ 14,299 total - Sale
Common Stock
2014-11-26$22.54/sh−13,302$299,844→ 979,086 total
FULL VALUE PARTNERS LP
10% Owner
Transactions
- Sale
Common Stock
2014-12-01$22.53/sh−1,565$35,261→ 977,521 total - Sale
Common Stock
2014-11-26$22.54/sh−13,302$299,844→ 979,086 total - Sale
Common Stock
2014-11-24$22.60/sh−38$859→ 14,509 total - Sale
Common Stock
2014-11-26$22.54/sh−210$4,734→ 14,299 total - Sale
Common Stock
2014-11-24$22.60/sh−2,381$53,805→ 992,388 total - Sale
Common Stock
2014-12-01$22.53/sh−25$563→ 14,274 total
MCM Opportunity Partners LP
10% Owner
Transactions
- Sale
Common Stock
2014-11-24$22.60/sh−38$859→ 14,509 total - Sale
Common Stock
2014-12-01$22.53/sh−1,565$35,261→ 977,521 total - Sale
Common Stock
2014-11-24$22.60/sh−2,381$53,805→ 992,388 total - Sale
Common Stock
2014-11-26$22.54/sh−13,302$299,844→ 979,086 total - Sale
Common Stock
2014-12-01$22.53/sh−25$563→ 14,274 total - Sale
Common Stock
2014-11-26$22.54/sh−210$4,734→ 14,299 total
STEADY GAIN PARTNERS LP
10% Owner
Transactions
- Sale
Common Stock
2014-11-24$22.60/sh−38$859→ 14,509 total - Sale
Common Stock
2014-11-26$22.54/sh−13,302$299,844→ 979,086 total - Sale
Common Stock
2014-11-24$22.60/sh−2,381$53,805→ 992,388 total - Sale
Common Stock
2014-12-01$22.53/sh−25$563→ 14,274 total - Sale
Common Stock
2014-11-26$22.54/sh−210$4,734→ 14,299 total - Sale
Common Stock
2014-12-01$22.53/sh−1,565$35,261→ 977,521 total
Transactions
- Sale
Common Stock
2014-11-26$22.54/sh−210$4,734→ 14,299 total - Sale
Common Stock
2014-12-01$22.53/sh−1,565$35,261→ 977,521 total - Sale
Common Stock
2014-11-26$22.54/sh−13,302$299,844→ 979,086 total - Sale
Common Stock
2014-11-24$22.60/sh−38$859→ 14,509 total - Sale
Common Stock
2014-12-01$22.53/sh−25$563→ 14,274 total - Sale
Common Stock
2014-11-24$22.60/sh−2,381$53,805→ 992,388 total
Opportunity Income Plus LP
10% Owner
Transactions
- Sale
Common Stock
2014-11-24$22.60/sh−38$859→ 14,509 total - Sale
Common Stock
2014-11-26$22.54/sh−210$4,734→ 14,299 total - Sale
Common Stock
2014-12-01$22.53/sh−25$563→ 14,274 total - Sale
Common Stock
2014-11-24$22.60/sh−2,381$53,805→ 992,388 total - Sale
Common Stock
2014-11-26$22.54/sh−13,302$299,844→ 979,086 total - Sale
Common Stock
2014-12-01$22.53/sh−1,565$35,261→ 977,521 total
OPPORTUNITY PARTNERS LP
10% Owner
Transactions
- Sale
Common Stock
2014-11-26$22.54/sh−210$4,734→ 14,299 total - Sale
Common Stock
2014-12-01$22.53/sh−25$563→ 14,274 total - Sale
Common Stock
2014-11-24$22.60/sh−2,381$53,805→ 992,388 total - Sale
Common Stock
2014-12-01$22.53/sh−1,565$35,261→ 977,521 total - Sale
Common Stock
2014-11-24$22.60/sh−38$859→ 14,509 total - Sale
Common Stock
2014-11-26$22.54/sh−13,302$299,844→ 979,086 total
Calapasas West Partners LP
10% Owner
Transactions
- Sale
Common Stock
2014-11-26$22.54/sh−210$4,734→ 14,299 total - Sale
Common Stock
2014-11-24$22.60/sh−2,381$53,805→ 992,388 total - Sale
Common Stock
2014-11-26$22.54/sh−13,302$299,844→ 979,086 total - Sale
Common Stock
2014-11-24$22.60/sh−38$859→ 14,509 total - Sale
Common Stock
2014-12-01$22.53/sh−25$563→ 14,274 total - Sale
Common Stock
2014-12-01$22.53/sh−1,565$35,261→ 977,521 total
Footnotes (3)
- [F1]Shares are held by Opportunity Income Plus, LP.
- [F2]Shares are held by Bulldog Investors General Partnership.
- [F3]Certain of such shares are also held indirectly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP, and Mercury Partners, LP (the "Funds"). Each Fund disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest.
Documents
Issuer
Firsthand Technology Value Fund, Inc.
CIK 0001495584
Entity typeother
IncorporatedOH
Related Parties
1- filerCIK 0000896017
Filing Metadata
- Form type
- 4
- Filed
- Dec 1, 7:00 PM ET
- Accepted
- Dec 2, 4:46 PM ET
- Size
- 29.1 KB