13F-HR 1 fp0007182_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Highmount Capital, LLC Address: 12 East 49th Street New York, NY 10017 Form 13F File Number: 028-13376 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Maarten R. van Hengel Title: Partner Phone: 646-274-7460 Signature, Place, and Date of Signing: /s/ Maarten R. van Hengel New York, NY May 2, 2013 ------------------------- ------------ ----------- [Signature] [City, State] [Date] Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name -------------------- -------------------------- 028-01488 Delphi 025-05358 Lateef 028-11741 Westend 025-04207 Driehaus 028-02028 Cramer Rosenthal 028-01203 CS Mckee 028-03691 D.F. Dent 028-13573 Neuberger Berman Group LLC Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 113 ----------- Form 13F Information Table Value Total: $ 354,762 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ ---------- -------- --------- -------- --- -------------- -------- ---------- -- ------ ------------------- VOTING AUTHORITY TITLE OF VALUE ~~SHARES/~~SHRS OR SH/ PUT/ ~~INVSTMT~~INVESTMENT OTHER ~~VOTING~~------------------- ~~AUTHORITY~~ NAME OF ISSUER ~~TITLE OF~~ CLASS CUSIP (x$1000) PRN AMT PRN CALL ~~DSCRETN~~DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ ---------- -------- --------- -------- --- ----- --- ---- --- ----- ------------ -------- -------- ------ ---- ISHARES IBOXX INV GR CORP COM 464287242 ~~248~~270 ~~2050~~2250 SH Sole ~~2050~~2250 POWERSHARES ETF II-FUND.HY COR COM 73936T557 ~~1461~~1917 ~~75885~~99005 SH Sole ~~75885~~99005 PROSHARES TR.SENIOR LOAN PTF E COM 73936Q769 ~~352~~361 ~~14100~~14375 SH Sole ~~14100~~14375 TEMPLETON EMERGING MARKETS INC COM 880192109 ~~741~~850 ~~42825~~51750 SH Sole ~~42825~~51750 VANGUARD S/T CORP BOND ETF COM 92206C409 2030 25270 SH Sole 25270 3M COMPANY COM 88579Y101 ~~884~~1175 ~~9525~~11055 SH Sole ~~9525~~11055 ABBOTT LABS COM 002824100 ~~569~~510 ~~8687~~14427 SH Sole ~~8687~~14427 ABBVIE INC COM 00287Y109 307 7537 SH Sole 7537 AMERICAN CAMPUS COMMUNITIES COM 024835100 ~~426~~525 ~~9240~~11580 SH Sole ~~9240~~11580 AMERICAN EXPRESS COM 025816109 ~~2433~~2915 ~~42332~~43207 SH Sole ~~42332~~43207 AMGEN COM 031162100 ~~626~~728 ~~7260~~7100 SH Sole ~~7260~~7100 ANADARKO PETROLEUM COM 032511107 ~~1508~~1810 ~~20290~~20700 SH Sole ~~20290~~20700 APACHE CORPORATION COM 037411105 ~~458~~316 ~~5833~~4100 SH Sole ~~5833~~4100 APPLE COM 037833100 ~~5028~~4971 ~~9448~~11230 SH Sole ~~9448~~11230 ~~ARES CAPITAL CORP COM 04010L103 10953 625881 SH Sole 625881~~ AT&T INC COM 00206R102 ~~1259~~1535 ~~37354~~41844 SH Sole ~~37354~~41844 AUTOMATIC DATA PROCESSING COM 053015103 ~~777~~1046 ~~13642~~16087 SH Sole ~~13642~~16087 BANK OF NEW YORK MELLON CORP COM 064058100 ~~1841~~1137 ~~71620~~40615 SH Sole ~~71620~~40615 BERKSHIRE HATHAWAY INC.CL B COM 084670702 ~~213~~227 ~~2380~~2180 SH Sole ~~2380~~2180 BFC FINANCIAL CORP COM 055384200 4465 35212 SH Sole 35212 BOEING CO COM 097023105 ~~348~~612 ~~4620~~7130 SH Sole ~~4620~~7130 BRISTOL-MYERS SQUIBB CORP COM 110122108 ~~2471~~3384 ~~75806~~82151 SH Sole ~~75806~~82151 CAMDEN PROPERTY TRUST COM 133131102 ~~430~~526 ~~6310~~7655 SH Sole ~~6310~~7655 CANTEL MEDICAL CORP COM 138098108 ~~468~~474 15755 SH Sole 15755 CAPITAL SOUTHWEST CORP COM 140501107 ~~365~~421 3662 SH Sole 3662 CELGENE CORP COM 151020104 ~~369~~545 4700 SH Sole 4700 CHEVRON CORPORATION COM 166764100 ~~720~~1016 ~~6661~~8552 SH Sole ~~6661~~8552 CISCO SYSTEMS COM 17275R102 ~~2610~~2841 ~~132840~~135965 SH Sole ~~132840~~135965 COCA-COLA COM 191216100 ~~2806~~4275 ~~77418~~105716 SH Sole ~~77418~~105716 COGNIZANT TECHNOLOGY SOLUTIONS COM 192446102 ~~1758~~1870 ~~23790~~24410 SH Sole ~~23790~~24410 COLGATE PALMOLIVE CO COM 194162103 ~~315~~356 3013 SH Sole 3013 COMMERCE BANCSHARES INC. COM 200525103 ~~1633~~1902 46572 SH Sole 46572 CONOCO PHILLIPS COM 20825C104 ~~1414~~1684 ~~24385~~28025 SH Sole ~~24385~~28025 CVS CAREMARK CORP COM 126650100 ~~1974~~225 ~~40825~~4095 SH Sole ~~40825~~4095 DOMINION RESOURCES INC. NEW COM 25746U109 ~~2273~~2679 ~~43884~~46044 SH Sole ~~43884~~46044 DU PONT ( E. I. ) DE NEMOURS & COM 263534109 ~~861~~1087 ~~19150~~22120 SH Sole ~~19150~~22120 EMC COM 268648102 ~~2434~~2381 ~~96197~~99647 SH Sole ~~96197~~99647 EMERSON ELECTRIC CO COM 291011104 ~~2999~~1206 ~~56619~~21580 SH Sole ~~56619~~21580 ESSEX PROPERTY TRUST COM 297178105 ~~417~~571 ~~2845~~3795 SH Sole ~~2845~~3795 EXPRESS SCRIPTS HOLDING CO COM 30219G108 ~~365~~324 ~~6756~~5616 SH Sole ~~6756~~5616 EXXON MOBIL CORP COM 30231G102 ~~6472~~6856 ~~74781~~76086 SH Sole ~~74781~~76086 FAMILY DOLLAR STORES, INC. COM 307000109 ~~937~~955 ~~14770~~16165 SH Sole ~~14770~~16165 ~~FEDERAL REALTY INV TR COM 313747206 185 1775 SH Sole 1775~~ FLUOR COM 343412102 ~~1119~~1277 ~~19050~~19245 SH Sole ~~19050~~19245 FREEPORT-MCMORAN COPPER & GOLD COM 35671D857 ~~973~~985 ~~28448~~29773 SH Sole ~~28448~~29773 GENERAL ELECTRIC CO COM 369604103 ~~935~~1027 ~~44545~~44437 SH Sole ~~44545~~44437 GOLDMAN SACHS GROUP INC COM 38141G104 ~~391~~492 ~~3066~~3341 SH Sole ~~3066~~3341 ~~GOLUB CAPITAL BDC COM 38173M102 704 44040 SH Sole 44040~~ GOOGLE INC CL A COM 38259P508 ~~2236~~2534 ~~3161~~3191 SH Sole ~~3161~~3191 H J HEINZ CO COM 423074103 ~~424~~170 ~~7350~~2350 SH Sole ~~7350~~2350 HOME DEPOT COM 437076102 ~~3348~~3287 ~~54131~~47112 SH Sole ~~54131~~47112 HONEYWELL INTL COM 438516106 ~~317~~542 ~~4997~~7192 SH Sole ~~4997~~7192 ILLINOIS TOOL WORKS INC. COM 452308109 ~~364~~368 ~~5980~~6045 SH Sole ~~5980~~6045 INDEXIQ GLOBAL AGRIBUSINESS SM COM 45409B834 ~~308~~319 12025 SH Sole 12025 INTERNATIONAL BUSINESS MACHINE COM 459200101 ~~1660~~1770 ~~8665~~8299 SH Sole ~~8665~~8299 ISHARES FTSE NAREIT RESID PLUS COM 464288562 ~~12664~~14655 ~~261300~~284125 SH Sole ~~261300~~284125 ISHARES KLD 400 SOCIAL INDEX COM 464288570 ~~207~~233 4000 SH Sole 4000 ISHARES MSCI ALL COUNTRY ASIA COM 464288182 ~~17396~~18050 ~~287440~~305525 SH Sole ~~287440~~305525 ISHARES MSCI CANADA INDEX COM 464286509 ~~13932~~589 ~~490546~~20655 SH Sole ~~490546~~20655 ISHARES MSCI EMERGING MKT COM 464287234 ~~514~~323 ~~11597~~7551 SH Sole ~~11597~~7551 ISHARES MSCI SWITZERLAND INDEX COM 464286749 ~~348~~382 13000 SH Sole 13000 ISHARES RUSSELL 1000 GROWTH COM 464287614 ~~332~~362 5075 SH Sole 5075 ISHARES RUSSELL 2000 INDEX COM 464287655 ~~889~~996 10545 SH Sole 10545 ISHARES RUSSELL 3000 INDEX COM 464287689 ~~9043~~9580 ~~106785~~102499 SH Sole ~~106785~~102499 ISHARES S&P 500 INDEX COM 464287200 ~~1809~~2173 ~~12635~~13810 SH Sole ~~12635~~13810 ISHARES S&P MIDCAP 400 COM 464287507 ~~2309~~2891 ~~22705~~25120 SH Sole ~~22705~~25120 ISHARES S&P SMALLCAP 600 INDEX COM 464287804 ~~1341~~1494 17166 SH Sole 17166 ISHARES TRUST-DJ SELECT DIVIDE COM 464287168 ~~946~~1170 ~~16533~~18448 SH Sole ~~16533~~18448 JOHNSON & JOHNSON COM 478160104 ~~4226~~5123 ~~60282~~62830 SH Sole ~~60282~~62830 JPMORGAN CHASE COM 46625H100 ~~3604~~3955 ~~81973~~83341 SH Sole ~~81973~~83341 KAYNE ANDERSON MLP INVESTMENT COM 486606106 ~~13931~~16994 ~~472720~~489460 SH Sole ~~472720~~489460 KIMBERLY-CLARK COM 494368103 ~~959~~1276 ~~11353~~13018 SH Sole ~~11353~~13018 ~~KIRBY CORP COM US4972661 464 7500 SH Sole 7500~~ LOCKHEED MARTIN CORPORATION COM 539830109 ~~253~~451 ~~2745~~4675 SH Sole ~~2745~~4675 MARKET VECTORS - AGRIBUSINESS COM 57060U605 ~~9757~~10334 ~~184935~~190840 SH Sole ~~184935~~190840 MARKET VECTORS-GOLD MINERS ETF COM 57060U100 ~~12992~~10602 ~~280070~~280110 SH Sole ~~280070~~280110 MC DONALDS CORP COM 580135101 ~~264~~298 2993 SH Sole 2993 MERCK & CO COM 58933Y105 ~~720~~735 ~~17582~~16622 SH Sole ~~17582~~16622 METABOLIX INC COM 591018809 22 12000 SH Sole 12000 METLIFE INC COM 59156R108 ~~1912~~2318 ~~58050~~60963 SH Sole ~~58050~~60963 MICHAEL KORS HOLDINGS LTD COM G60754101 ~~1029~~1231 ~~20170~~21680 SH Sole ~~20170~~21680 MICROSOFT CORP COM 594918104 ~~3713~~4178 ~~139003~~146073 SH Sole ~~139003~~146073 MONDELEZ INTERNATIONAL INC COM 609207105 ~~257~~291 ~~10092~~9492 SH Sole ~~10092~~9492 MONSANTO COM 61166W101 ~~3359~~3772 ~~35490~~35710 SH Sole ~~35490~~35710 NEWMONT MINING CORP COM 651639106 ~~255~~230 5500 SH Sole 5500 ~~NIKE INC COM 654106103 1765 34213 SH Sole 34213~~ OCCIDENTAL PETROLEUM COM 674599105 ~~1377~~1483 ~~17974~~18929 SH Sole ~~17974~~18929 ORACLE COM 68389X105 ~~2960~~2965 ~~88841~~91713 SH Sole ~~88841~~91713 PARKER HANNIFIN CORP COM 701094104 ~~1404~~1527 ~~16508~~16671 SH Sole ~~16508~~16671 ~~PAYCHEX COM 704326107 1700 54674 SH Sole 54674 PEABODY ENERGY CORP COM 704549104 1243 46730 SH Sole 46730~~ PEPSICO INC COM 713448108 ~~3389~~4152 ~~49518~~52488 SH Sole ~~49518~~52488 PFIZER COM 717081103 ~~3904~~4551 ~~155685~~157695 SH Sole ~~155685~~157695 PHILIP MORRIS INTERNATIONAL IN COM 718172109 ~~155~~172 1855 SH Sole 1855 PNC FINANCIAL SERVICES GROUP COM 693475105 ~~241~~259 ~~4129~~3889 SH Sole ~~4129~~3889 POWERSHARES CLEANTECH PORTFOLI COM 73935X278 ~~482~~533 20850 SH Sole 20850 POWERSHARES GLOBAL CLEAN ENERG COM 73936T615 ~~239~~261 30300 SH Sole 30300 POWERSHARES WATER RESOURCES COM 73935X575 ~~9079~~10302 ~~437534~~448304 SH Sole ~~437534~~448304 POWERSHARES WILDERHILL CLEAN E COM 73935x500 ~~196~~209 48000 SH Sole 48000 PROCTER & GAMBLE CO COM 742718109 ~~3823~~4581 ~~56317~~59442 SH Sole ~~56317~~59442 QUALCOMM COM 747525103 ~~2537~~2834 ~~41015~~42331 SH Sole ~~41015~~42331 REPUBLIC SERVICES INC COM 760759100 1450 43925 SH Sole 43925 SCHLUMBERGER COM 806857108 ~~2844~~3194 ~~41040~~42650 SH Sole ~~41040~~42650 SPDR S&P 500 ETF TRUST COM 78462f103 ~~12209~~16537 ~~85730~~105550 SH Sole ~~85730~~105550 SPDR S&P MIDCAP 400 ETF TRUST COM 78467Y107 ~~8580~~11207 ~~46199~~53439 SH Sole ~~46199~~53439 TARGET COM 87612E106 ~~2194~~2616 ~~37075~~38213 SH Sole ~~37075~~38213 THE TRAVELERS COMPANIES INC COM 89417E109 ~~411~~653 ~~5724~~7754 SH Sole ~~5724~~7754 TORTOISE ENERGY INFRASTRUCTURE COM 89147L100 ~~17931~~23626 ~~473119~~478459 SH Sole ~~473119~~478459 ~~TRIANGLE~~TYLER ~~CAPITAL~~TECHNOLOGIES INC COM ~~895848109~~COM ~~606~~902252105 ~~23760~~214 3500 SH Sole ~~23760~~3500 UNITED PARCEL SVC INC CL B COM 911312106 ~~416~~647 ~~5645~~7535 SH Sole ~~5645~~7535 UNITED TECHNOLOGIES COM 913017109 ~~3521~~4091 ~~42937~~43782 SH Sole ~~42937~~43782 VANGUARD FTSE EMERGING MARKETS COM 922042858 ~~12745~~13355 ~~286211~~311336 SH Sole ~~286211~~311336 VANGUARD MSCI EAFE ETF COM 921943858 ~~356~~31119 ~~10100~~854215 SH Sole ~~10100~~854215 VANGUARD TOTL SM ETF COM 922908769 ~~3261~~4655 ~~44500~~57500 SH Sole ~~44500~~57500 VERIZON COMMUNICATIONS COM 92343V104 ~~338~~339 ~~7821~~6901 SH Sole ~~7821~~6901 ~~WAL~~VERTEX ~~MART~~PHARMACEUTICALS ~~STORES~~ COM ~~931142103~~US92532F1 ~~346~~533 ~~5070~~9700 SH Sole ~~5070~~9700 ~~WALGREEN~~WAL MART STORES COM ~~931422109~~931142103 ~~251~~379 ~~6795~~5070 SH Sole ~~6795~~5070 ~~WINDSTREAM~~WALGREEN ~~CORPORATION~~ COM ~~97381W104~~931422109 ~~146~~324 ~~17625~~6800 SH Sole ~~17625~~6800 WISDOMTREE EMERGING MARKETS EQ COM 97717W315 ~~18847~~19179 ~~329558~~348333 SH Sole ~~329558~~348333 XENITH CORP COM 98410X105 ~~403~~451 87000 SH Sole 87000

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