Neenan David M 4

4 · TransUnion · Filed Nov 19, 2019

Form 4

Period: 2019-11-15

EVP - International

Transactions

Exercise/Conversion
Stock Options (right to buy)
2019-11-15$4.99/sh−40,000$199,600→ 79,550 total
Exercise: $4.99Exp: 2022-09-10→ Common Stock (40,000 underlying)
Exercise/Conversion
Common Stock
2019-11-15$4.99/sh+40,000$199,600→ 189,763 total
Sale
Common Stock
2019-11-15$85.59/sh−40,000$3,423,600→ 149,763 total

Footnotes (3)

[F1]The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $85.22 to $85.84, inclusive. The reporting person undertakes to provide to TransUnion, any security holder of TransUnion, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F2]Represents an initial grant of 411,101 stock options, 40% of which vest upon the attainment of time-based vesting criteria and 60% of which vest upon the attainment of both time-based and performance-based vesting criteria. The performance-based vesting criteria was satisfied on February 22, 2017, and all options now follow the time-based vesting criteria as follows: 20% on the first anniversary of the date of grant and 5% on the last day of each subsequent full calendar quarter.
[F3]Reflects the correction of a previously reported exercise of stock options that was inadvertently overstated by one share.

Documents

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