UNITED STATES SECURITIES AND EXCHANGE COMMISSION

~~SECURITIES~~Washington, ~~AND~~D.C. ~~EXCHANGE COMMISSION~~20549

Washington, DC 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

Date of ~~the~~Report ~~Securities~~(Date ~~Exchange~~of ~~Act~~earliest ofevent ~~1934~~reported): July 31, 2025

Date of Report (Date of earliest event reported): July 2, 2025

LPL Financial Holdings Inc.

(Exact name of registrant as specified in its charter)

Delaware	~~001-34963~~	001-34963	~~20-3717839~~		20-3717839
(State or other jurisdictionsof incorporation)	(CommissionFile Number)		(I.R.S. EmployerIdentification No.)
(State or other jurisdiction of incorporation)		(Commission File Number)			(IRS Employer Identification No.)
4707 Executive Drive,		San Diego,		California	92121
(Address of principal executive offices)					(Zip Code)

Registrant's telephone number, including area code:

4707 Executive Drive, San Diego, California		92121
(Address of principal executive offices)		(Zip Code)

Registrant’s telephone number, including area code:


(800)			877-7210

N/A

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the ~~registrant~~registrants under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Common Stock - par value $0.001 per share	LPLA	The Nasdaq Global Select Market

Title of each class		TradingSymbol(s)		Name of each exchangeon which registered
Common Stock - par value $0.001 per share		LPLA		The Nasdaq Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 52.02 ~~Departure~~Results of ~~Directors~~Operations orand ~~Certain~~Financial ~~Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers~~Condition.

AsOn ~~previously disclosed, on May~~July 331, 2025, ~~Althea~~LPL ~~Brown~~Financial ~~submitted~~Holdings ~~her~~Inc. ~~resignation~~(collectively aswith its subsidiaries, the ~~Chief~~“Company”) ~~Legal~~issued ~~Officer~~a ~~and~~press ~~Corporate~~release ~~Secretary~~announcing ofits ~~LPL~~financial ~~Financial~~results ~~Holdings~~for ~~Inc~~the three months ended June 30, 2025. (A copy of the ~~“Company”).~~press release is furnished with this Form 8-K and attached hereto as Exhibit 99.1.

OnExhibit ~~July 2,~~99.1 ~~2025,~~shall ~~the~~not ~~Company~~be ~~entered~~deemed ~~into a Consulting Agreement (the~~ “~~Consulting Agreement~~filed”) ~~with~~for ~~Ms. Brown~~purposes ~~pursuant~~of toSection 18 ~~which~~of ~~she agreed to provide certain consulting services to~~ the ~~Company,~~Securities ~~including~~Exchange ~~supporting~~Act ~~the transition~~ of ~~her~~1934, ~~responsibilities~~ as ~~the~~amended ~~Company’s chief legal officer to her interim successor, until September 20, 2025~~ (the “~~Term~~Exchange Act”)., ~~Under~~or ~~the~~otherwise ~~terms~~subject ofto the ~~Consulting~~liabilities ~~Agreement,~~under ~~Ms. Brown’s~~that ~~obligation~~Section ~~to repay approximately $270,000 related to her sign-on bonus~~ and ~~reimbursed~~shall ~~relocation~~not ~~expenses~~be ~~pursuant~~deemed to ~~her offer letter from the Company will~~ be ~~waived.~~incorporated Inby ~~addition,~~reference asinto aany ~~result~~filing of ~~Ms. Brown’s continuing service relationship with~~ the Company under the ~~terms~~Securities Act of ~~the~~1933, ~~Consulting~~as ~~Agreement~~amended, ~~her~~or ~~previously issued and outstanding restricted stock units will continue to vest according to their terms for~~ the ~~duration~~Exchange ~~of the Term~~Act. ~~The Consulting Agreement also contains a general release of claims by Ms. Brown with respect to claims against the Company.~~

A copy of the Consulting Agreement is filed with this Current Report on Form 8-K as Exhibit 10.1 and is incorporated by reference herein.


Item 9.01	Financial Statements and Exhibits.
(d)		Exhibits

99.1		Press Release dated July 31 , 2025 ("LPL Financial Announces Second Quarter 2025 Results").
104		Cover Page Interactive Data File (embedded within the Inline XBRL document).

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits

ExhibitNumber		Description
10.1		Consulting Agreement, dated July 2, 2025, between Althea Brown and LPL Financial LLC
104		Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the ~~registrant~~Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

LPL FINANCIAL HOLDINGS INC. By: /s/ ~~Robert~~Matthew S.Audette ~~Hatfield III~~ Name: ~~Robert~~Matthew S.Audette ~~Hatfield III~~ Title: ~~Secretary~~President and Chief Financial Officer

Dated: July 331, 2025

Filing Compare · LPL Financial Holdings Inc.