Kalbaugh John Andrew 4
4 · LPL Financial Holdings Inc. · Filed Mar 1, 2021
Insider Transaction Report
Form 4
Kalbaugh John Andrew
MD, Institution Services
Transactions
- Award
Common Stock
2021-02-25+4,914→ 28,449 total - Sale
Common Stock
2021-02-26$130.23/sh−926$120,593→ 27,523 total - Tax Payment
Common Stock
2021-02-25$132.10/sh−3,008$397,357→ 23,535 total
Footnotes (3)
- [F1]Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. Vested shares will be issued to the reporting person as soon as practicable after the grant date.
- [F2]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.
- [F3]Consists of (i) 25,026 shares of Common Stock; (ii) 816 restricted stock units that vest in full on February 25, 2022; and (iii) 1,681 restricted stock units that vest ratably on each of February 25, 2022 and February 25, 2023.