4//SEC Filing
Altenhofen Francis Robert 4
Accession 0001392471-13-000001
CIK 0000018061other
Filed
Mar 27, 8:00 PM ET
Accepted
Mar 28, 8:18 PM ET
Size
23.1 KB
Accession
0001392471-13-000001
Insider Transaction Report
Form 4
CASCADE CORPCASC
Altenhofen Francis Robert
Vice President - Asia Pacific
Transactions
- Disposition to Issuer
Stock Appreciation Rights
2013-03-28−2,670→ 0 totalExercise: $44.24From: 2009-06-06Exp: 2018-06-06→ Common Stock (853 underlying) - Disposition to Issuer
Stock Appreciation Rights
2013-03-28−4,911→ 0 totalExercise: $24.50From: 2010-06-05Exp: 2019-06-05→ Common Stock (3,060 underlying) - Disposition from Tender
Common Stock
2013-03-28$65.00/sh−1,042$67,730→ 3,789 total - Disposition from Tender
Common Stock
2013-03-28$65.00/sh−6$390→ 0 total(indirect: By 401(k)) - Disposition to Issuer
Common Stock
2013-03-28$65.00/sh−3,789$246,285→ 0 total - Disposition to Issuer
Stock Appreciation Rights
2013-03-28−3,000→ 0 totalExercise: $73.73From: 2008-06-08Exp: 2017-06-08→ Common Stock (0 underlying) - Disposition to Issuer
Stock Appreciation Rights
2013-03-28−3,436→ 0 totalExercise: $32.01From: 2011-06-08Exp: 2020-06-08→ Common Stock (1,744 underlying) - Disposition to Issuer
Stock Appreciation Rights
2013-03-28−3,917→ 0 totalExercise: $48.66From: 2012-04-01Exp: 2021-04-01→ Common Stock (985 underlying) - Disposition to Issuer
Stock Appreciation Rights
2013-03-28−5,368→ 0 totalExercise: $50.12From: 2013-03-30Exp: 2022-03-30→ Common Stock (1,229 underlying)
Footnotes (7)
- [F1]3,789 of these shares represent shares of restricted stock which became fully vested by virtue of the merger and were cancelled and converted into the right to receive a lump sum cash payment equal to the merger consideration of $65.00 per share, pursuant to the Agreement and Plan of Merger, dated October 22, 2012, among Cascade Corporation, Toyota Industries Corporation and Industrial Components and Attachments II, Inc.
- [F2]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on June 8, 2008, were cancelled in the merger. No cash payment was made in exchange for the stock appreciation rights because the base price of the stock appreciation rights exceeds the merger consideration of $65.00 per share.
- [F3]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on June 6, 2009, were cancelled in the merger in exchange for a cash payment of $55,429, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
- [F4]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on June 5, 2010, were cancelled in the merger in exchange for a cash payment of $198,896, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
- [F5]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on June 8, 2011, were cancelled in the merger in exchange for a cash payment of $113,354, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
- [F6]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on April 1, 2012, were cancelled in the merger in Exchange for a cash payment of $64,004, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
- [F7]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on March 30, 2013, were cancelled in the merger in exchange for a cash payment of $79,876, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
Documents
Issuer
CASCADE CORP
CIK 0000018061
Entity typeother
Related Parties
1- filerCIK 0001392471
Filing Metadata
- Form type
- 4
- Filed
- Mar 27, 8:00 PM ET
- Accepted
- Mar 28, 8:18 PM ET
- Size
- 23.1 KB