4//SEC Filing
EQUUS TOTAL RETURN, INC. 4
Accession 0001391609-17-000059
$EQSCIK 0000878932operating
Filed
Mar 16, 8:00 PM ET
Accepted
Mar 17, 4:35 PM ET
Size
5.0 KB
Accession
0001391609-17-000059
Insider Transaction Report
Form 4
Denos Kenneth I
Director
Transactions
- Purchase
Common stock
2017-03-17$2.40/sh+250,000$600,000→ 265,754 total
Footnotes (1)
- [F1]Represents an award of restricted stock pursuant to the Registrant's 2016 Equity Incentive Plan. 62,500 shares of restricted stock are vested, with the remainder vesting ratably on an annual basis after one, two, and three years from the date of grant. Vesting is accelerated in the event of constructive termination or termination without "casue", as such term is defined by agreement between the Registrant and the Reporting Person.
Documents
Issuer
EQUUS TOTAL RETURN, INC.
CIK 0000878932
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000878932
Filing Metadata
- Form type
- 4
- Filed
- Mar 16, 8:00 PM ET
- Accepted
- Mar 17, 4:35 PM ET
- Size
- 5.0 KB