Home/Filings/4/0001388431-10-000017
4//SEC Filing

FARLEY PEGGY A 4

Accession 0001388431-10-000017

CIK 0001388319other

Filed

Apr 29, 8:00 PM ET

Accepted

Apr 30, 10:54 AM ET

Size

12.5 KB

Accession

0001388431-10-000017

Insider Transaction Report

Form 4
Period: 2010-04-01
Transactions
  • Purchase

    Common Stock

    2010-04-01$0.67/sh+452,290$303,0341,520,517 total(indirect: Footnote 1)
  • Purchase

    Common Stock

    2010-04-20$0.54/sh+77,230$41,7041,597,747 total(indirect: Footnote 2)
  • Award

    Warrant (right to buy)

    2010-04-20+23,169161,256 total(indirect: Footnote 4)
    Exercise: $0.65From: 2010-10-20Exp: 2013-04-20Common Stock (23,169 underlying)
  • Award

    Warrant (right to buy)

    2010-04-01+135,687138,087 total(indirect: Footnote 3)
    Exercise: $0.80From: 2010-10-01Exp: 2013-04-01Common Stock (135,687 underlying)
Footnotes (4)
  • [F1]Includes 507,400 shares owned by Ascent Medical Technology Funds over which Ms. Farley has shared voting and investment power, 963,107 shares owned by Ascent Medical Product Development Center over which Ms. Farley has voting and investment power, 42,010 shares owned by various investors for which Ms. Farley has a power of attorney, and 8,000 shares hold by the Peggy A. Farley IRA.
  • [F2]Includes 584,630 shares owned by Ascent Medical Technology Funds over which Ms. Farley has shares voting and investment power, 963,107 shares owned by Ascent Medical Product Development Center over which Ms. Farley has voting and investment power, 42,010 shares owened by various investors for which Ms. Farley has a power of attorney, and 8,000 shares held by teh Peggy A. Farley IRA.
  • [F3]Includes 135,687 shares held by Ascent Medical Product Development Center and 2,400 shares held by Peggy A. Farley IRA.
  • [F4]Includes 23,169 shares held by Ascent Medical Technology Fund, 135,687 shares held by Ascent Medical Product Development Center, and 2,400 shares held by Peggy A. Farley IRA.

Issuer

BIOHEART, INC.

CIK 0001388319

Entity typeother

Related Parties

1
  • filerCIK 0001388547

Filing Metadata

Form type
4
Filed
Apr 29, 8:00 PM ET
Accepted
Apr 30, 10:54 AM ET
Size
12.5 KB