FARLEY PEGGY A 4
4 · BIOHEART, INC. · Filed Apr 30, 2010
Insider Transaction Report
Form 4
BIOHEART, INC.BHRT.OB
FARLEY PEGGY A
Director
Transactions
- Purchase
Common Stock
2010-04-01$0.67/sh+452,290$303,034→ 1,520,517 total(indirect: Footnote 1) - Purchase
Common Stock
2010-04-20$0.54/sh+77,230$41,704→ 1,597,747 total(indirect: Footnote 2) - Award
Warrant (right to buy)
2010-04-20+23,169→ 161,256 total(indirect: Footnote 4)Exercise: $0.65From: 2010-10-20Exp: 2013-04-20→ Common Stock (23,169 underlying) - Award
Warrant (right to buy)
2010-04-01+135,687→ 138,087 total(indirect: Footnote 3)Exercise: $0.80From: 2010-10-01Exp: 2013-04-01→ Common Stock (135,687 underlying)
Footnotes (4)
- [F1]Includes 507,400 shares owned by Ascent Medical Technology Funds over which Ms. Farley has shared voting and investment power, 963,107 shares owned by Ascent Medical Product Development Center over which Ms. Farley has voting and investment power, 42,010 shares owned by various investors for which Ms. Farley has a power of attorney, and 8,000 shares hold by the Peggy A. Farley IRA.
- [F2]Includes 584,630 shares owned by Ascent Medical Technology Funds over which Ms. Farley has shares voting and investment power, 963,107 shares owned by Ascent Medical Product Development Center over which Ms. Farley has voting and investment power, 42,010 shares owened by various investors for which Ms. Farley has a power of attorney, and 8,000 shares held by teh Peggy A. Farley IRA.
- [F3]Includes 135,687 shares held by Ascent Medical Product Development Center and 2,400 shares held by Peggy A. Farley IRA.
- [F4]Includes 23,169 shares held by Ascent Medical Technology Fund, 135,687 shares held by Ascent Medical Product Development Center, and 2,400 shares held by Peggy A. Farley IRA.