4//SEC Filing
Enrich Jose Miguel 4
Accession 0001387131-23-010522
CIK 0001862068other
Filed
Aug 27, 8:00 PM ET
Accepted
Aug 28, 9:57 PM ET
Size
32.7 KB
Accession
0001387131-23-010522
Insider Transaction Report
Form 4
Enrich Jose Miguel
10% Owner
Transactions
- Conversion
Class A common stock
2023-08-24$1.50/sh+644,435$966,653→ 3,426,931 total(indirect: By DGR Holdings LP) - Purchase
4% Convertible Debentures due 2026
2023-08-08$385000.00/sh(indirect: By Pequeno Holdings LP)Exercise: $1.50Exp: 2026-12-01→ Class A common Stock (233,333 underlying) - Purchase
4% Convertible Debentures due 2026
2023-08-08$385000.00/sh(indirect: By Bolis Holdings LP)Exercise: $1.50Exp: 2026-12-01→ Class A common Stock (233,333 underlying) - Conversion
4% Convertible Debentures due 2026
2023-08-24→ 0 total(indirect: By Pequeno Holdings LP)Exercise: $1.50Exp: 2026-12-01→ Class A common Stock (644,435 underlying) - Conversion
4% Convertible Debentures due 2026
2023-08-24→ 0 total(indirect: By Bolis Holdings LP)Exercise: $1.50Exp: 2026-12-01→ Class A common Stock (644,435 underlying) - Conversion
Class A common stock
2023-08-24$1.50/sh+4,930,493$7,395,740→ 43,040,572 total(indirect: By MBI Holdings LP) - Conversion
Class A common stock
2023-08-24$1.50/sh+644,435$966,653→ 2,766,508 total(indirect: By Pequeno Holdings LP) - Conversion
Class A common stock
2023-08-24$1.50/sh+644,435$966,653→ 2,153,203 total(indirect: By Bolis Holdings LP) - Purchase
4% Convertible Debentures due 2026
2023-08-08$385000.00/sh(indirect: By DGR Holdings LP)Exercise: $1.50Exp: 2026-12-01→ Class A common Stock (233,333 underlying) - Purchase
4% Convertible Debentures due 2026
2023-08-08$2945588.80/sh(indirect: By MBI Holdings LP)Exercise: $1.50Exp: 2026-12-01→ Class A common Stock (1,785,205 underlying) - Conversion
4% Convertible Debentures due 2026
2023-08-24→ 0 total(indirect: By DGR Holdings LP)Exercise: $1.50Exp: 2026-12-01→ Class A common Stock (644,435 underlying) - Conversion
4% Convertible Debentures due 2026
2023-08-24→ 0 total(indirect: By MBI Holdings LP)Exercise: $1.50Exp: 2026-12-01→ Class A common Stock (4,930,493 underlying)
Holdings
- 17,084,267(indirect: By GFAPCH FO, S.C.)
Class A common stock
- 351,265
Class A common stock
Footnotes (6)
- [F1]The 4% Convertible Debentures due 2026 ("Convertible Notes") are convertible into Rubicon Technologies, Inc. ("Issuer") Class A common stock ("Common Stock") at the option of the reporting persons at the lower of (i) $1.50 or (ii) 90% of the lowest daily VWAP during the seven consecutive Trading Days immediately preceding the Conversion Date, but in no event lower than $0.25 per share. On August 8, 2023 the reporting persons converted the Convertible Notes into 6,863,798 shares of the Issuer's Common Stock.
- [F2]Bolis Holdings LLC ("Bolis LLC") is the general partner of Bolis Holdings LP ("Bolis LP").
- [F3]DGR Holdings LLC ("DGR LLC") is the general partner of DGR Holdings LP ("DGR LP").
- [F4]Pequeno Holdings LLC ("Pequeno LLC") is the general partner of Pequeno Holdings LP ("Pequeno LP").
- [F5]GFAPCH FO, S.C., a Mexican corporation ("GFAPCH"), is the general partner of each of RUBCN Holdings LP, RUBCN IV LP, and RUBCN Holdings V LP.
- [F6]Enrich is the general partner of MBI Holdings LP ("MBI"), the sole director of each of Bolis LLC, Pequeno LLC, DGR LLC, and GFAPCH and has voting and dispositive control over such securities and may be deemed to beneficially own such securities held by MBI, GFAPCH, Bolis LP, Pequeno LP, and DGR LP. Mr. Enrich disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Issuer
Rubicon Technologies, Inc.
CIK 0001862068
Entity typeother
Related Parties
1- filerCIK 0001878117
Filing Metadata
- Form type
- 4
- Filed
- Aug 27, 8:00 PM ET
- Accepted
- Aug 28, 9:57 PM ET
- Size
- 32.7 KB