Home/Filings/4/0001375151-21-000023
4//SEC Filing

Galer Bradley S. 4

Accession 0001375151-21-000023

CIK 0001375151other

Filed

Mar 16, 8:00 PM ET

Accepted

Mar 17, 4:04 PM ET

Size

19.7 KB

Accession

0001375151-21-000023

Insider Transaction Report

Form 4
Period: 2021-03-15
Galer Bradley S.
Chief Medical Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2021-03-15+2,03121,202 total
  • Tax Payment

    Common Stock

    2021-03-15$20.70/sh569$11,77820,633 total
  • Exercise/Conversion

    Restricted Stock Units

    2021-03-151,6254,875 total
    Common Stock (1,625 underlying)
  • Tax Payment

    Common Stock

    2021-03-15$20.70/sh455$9,41921,803 total
  • Exercise/Conversion

    Common Stock

    2021-03-15+1,56219,609 total
  • Exercise/Conversion

    Restricted Stock Units

    2021-03-152,0314,062 total
    Common Stock (2,031 underlying)
  • Tax Payment

    Common Stock

    2021-03-15$20.70/sh438$9,06719,171 total
  • Exercise/Conversion

    Common Stock

    2021-03-15+1,62522,258 total
  • Exercise/Conversion

    Restricted Stock Units

    2021-03-151,5621,562 total
    Common Stock (1,562 underlying)
Footnotes (12)
  • [F1]Represents vesting of one-fourth (1/4) of restricted stock units granted on March 15, 2018.
  • [F10]Not applicable.
  • [F11]The restricted stock units vests in four equal installments on each of March 15, 2020, 2021, 2022 and 2023, subject to the reporting person's continuous service to the Company on such vesting date.
  • [F12]The restricted stock units vests in four equal installments on each of March 15, 2021, 2022, 2023 and 2024, subject to the reporting person's continuous service to the Company on such vesting date.
  • [F2]Includes 845 shares acquired under the Company's Employee Stock Purchase Plan since the last Section 16 filing by the Reporting Person.
  • [F3]Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units described in footnote 1.
  • [F4]Represents vesting of one-fourth (1/4) of restricted stock units granted on March 22, 2019.
  • [F5]Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units described in footnote 4.
  • [F6]Represents vesting of one-fourth (1/4) of restricted stock units granted on March 4, 2020.
  • [F7]Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units described in footnote 6.
  • [F8]Each restricted stock unit represents a contingent right to receive one share of Zogenix common stock.
  • [F9]The restricted stock units vests in four equal installments on each of March 15, 2019, 2020, 2021 and 2022, subject to the reporting person's continuous service to the Company on such vesting date.

Issuer

ZOGENIX, INC.

CIK 0001375151

Entity typeother

Related Parties

1
  • filerCIK 0001594565

Filing Metadata

Form type
4
Filed
Mar 16, 8:00 PM ET
Accepted
Mar 17, 4:04 PM ET
Size
19.7 KB