4//SEC Filing
ULURU Inc. 4
Accession 0001372353-14-000001
CIK 0001168220operating
Filed
Sep 28, 8:00 PM ET
Accepted
Sep 29, 12:04 PM ET
Size
12.5 KB
Accession
0001372353-14-000001
Insider Transaction Report
Form 4
ULURU Inc.ULUR
Wallberg Terrance K
Chief Financial Officer
Transactions
- Award
Employee Stock Option (Right to Buy)
2014-09-25$1.15/sh+40,000$46,000→ 40,000 totalExercise: $1.15Exp: 2024-09-25→ Common Stock (40,000 underlying)
Holdings
- 13,334
Employee Stock Option (Right to Buy)
Exercise: $14.25Exp: 2016-12-06→ Common Stock (13,334 underlying) - 60,000
Warrant
Exercise: $0.60From: 2013-09-10Exp: 2018-03-14→ Common Stock (60,000 underlying) - 90,000
Employee Stock Option (Right to Buy)
Exercise: $0.33Exp: 2023-03-20→ Common Stock (90,000 underlying) - 5,334
Employee Stock Option (Right to Buy)
Exercise: $34.65Exp: 2018-02-12→ Common Stock (5,334 underlying) - 124,257
Common Stock
Footnotes (5)
- [F1]This employee stock option will become exercisable with respect to 40,000 shares of the Company's common stock over a three year period with the vesting of such shares of the Company's common stock being determined every nine months upon a review and evaluation by the Company's Compensation Committee of Mr. Wallberg's contribution to the achievement of the Company's business plan.
- [F2]This employee stock option became exercisable with respect to 52,500 shares of the Company's common stock on September 25, 2014 and will become exercisable with respect to an additional 37,500 shares of the Company's common stock over an eighteen month period with the vesting of such additional shares of the Company's common stock being determined every nine months upon a review and evaluation by the Company's Compensation Committee of Mr. Wallberg's contribution to the achievement of the Company's business plan.
- [F3]This employee stock option became fully vested on December 6, 2010.
- [F4]This employee stock option became fully vested on February 12, 2012.
- [F5]On March 14, 2013, Mr. Wallberg purchased from the Company 100,000 shares of common stock at a price of $0.40 per share with the purchase taking place at four closings over a twelve month period. In connection with his purchase of the Company's common stock, Mr. Wallberg was also issued a warrant to acquire up to 60,000 shares of the Company's common stock at a fixed exercise price of $0.60 per share. The warrant became exercisable on September 10, 2013 and has an expiration date of March 14, 2018.
Documents
Issuer
ULURU Inc.
CIK 0001168220
Entity typeoperating
IncorporatedNV
Related Parties
1- filerCIK 0001168220
Filing Metadata
- Form type
- 4
- Filed
- Sep 28, 8:00 PM ET
- Accepted
- Sep 29, 12:04 PM ET
- Size
- 12.5 KB