Home/Filings/4/0001368993-17-000028
4//SEC Filing

WaferGen Bio-systems, Inc. 4

Accession 0001368993-17-000028

CIK 0001368993operating

Filed

Feb 28, 7:00 PM ET

Accepted

Mar 1, 2:31 PM ET

Size

7.6 KB

Accession

0001368993-17-000028

Insider Transaction Report

Form 4
Period: 2017-02-28
Henighan Michael P
Chief Financial Officer
Transactions
  • Disposition to Issuer

    Common Stock

    2017-02-28$7.35/sh4,001$29,3960 total
  • Disposition to Issuer

    Stock Option (right to buy)

    2017-02-2810,0000 total
    Exercise: $2.80Exp: 2023-01-22Common Stock (10,000 underlying)
Footnotes (3)
  • [F1]Includes 2,667 restricted stock units ("RSUs").
  • [F2]Pursuant to the Agreement and Plan of Merger, dated May 12, 2016, by and among WaferGen Bio-systems, Inc., Takara Bio USA Holdings, Inc., Walrus Acquisition Corporation and Takara Bio USA, Inc. (the "Merger Agreement"), (i) each issued and outstanding RSU was automatically vested and converted into the right to receive $7.347126 in cash, without interest, and (ii) each issued and outstanding share of common stock was automatically cancelled and converted into the right to receive $7.347126 in cash, without interest.
  • [F3]Pursuant to the Merger Agreement, this option, whether or not then vested, was cancelled in exchange for a cash payment for each share subject to the option equal to the excess of $7.347126 over the per share exercise price of the option.

Issuer

WaferGen Bio-systems, Inc.

CIK 0001368993

Entity typeoperating
IncorporatedNV

Related Parties

1
  • filerCIK 0001368993

Filing Metadata

Form type
4
Filed
Feb 28, 7:00 PM ET
Accepted
Mar 1, 2:31 PM ET
Size
7.6 KB