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YADKIN VALLEY FINANCIAL CORP·4/A

Dec 28, 8:20 PM ET

BROWN NOLAN G 4/A

4/A · YADKIN VALLEY FINANCIAL CORP · Filed Dec 28, 2012

Insider Transaction Report

Form 4/AAmended
Period: 2012-12-26
YADKIN VALLEY FINANCIAL CORPYAVY
BROWN NOLAN G
Director
Transactions
  • Exercise/Conversion

    Mandatorily Convertible Cumulative NonVoting Preferred Stock

    2012-12-26$1000.00/sh−75$75,000→ 0 total(indirect: r/i/n/o Triad Group Inc.)
    Exercise: $2.80From: 2012-12-26→ Common Stock (26,785 underlying)
  • Exercise/Conversion

    Common Stock

    2012-12-26$2.80/sh+26,785$74,998→ 263,626 total(indirect: r/i/n/o Triad Group Inc.)
Holdings

  • Common Stock

    (indirect: r/i/n/o Triad Medical Services)
    3,575

  • Common Stock

    2,775

  • Common Stock

    (indirect: r/i/n/o Nolan G. Brown c/f Dean Tickle)
    150
Footnotes (2)
  • [F1]Full title of security: Mandatorily Convertible Cumulative Non-Voting Perpetual Preferred Stock, Series A
  • [F2]Series A Preferred Stock is perpetual and therefore has no expiration date.

Documents

1 file
  • 4
    primary_doc.xml

    PRIMARY DOCUMENT