TOWELL JOSEPH HAMPTON 4
4 · YADKIN VALLEY FINANCIAL CORP · Filed Dec 28, 2012
Insider Transaction Report
Form 4
TOWELL JOSEPH HAMPTON
EVP and Chief Admin. Officer
Transactions
- Exercise/Conversion
Mandatorily Convertible Cumulative NonVoting Preferred Stock
2012-12-26$1000.00/sh−75$75,000→ 8,000 totalExercise: $2.80From: 2012-12-26→ Common Stock (26,785 underlying) - Exercise/Conversion
Common Stock
2012-12-26$2.80/sh+26,785$74,998→ 348,896 total
Holdings
- 8,000
Stock Options
Exercise: $14.91From: 2009-02-19Exp: 2018-02-19→ Common Stock (10,000 underlying)
Footnotes (2)
- [F1]Full title of security: Mandatorily Convertible Cumulative Non-Voting Perpetual Preferred Stock, Series A
- [F2]Series A Preferred Stock is perpetual and therefore has no expiration date.