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YADKIN VALLEY FINANCIAL CORP·4

Dec 28, 7:19 PM ET

Spell Harry C 4

4 · YADKIN VALLEY FINANCIAL CORP · Filed Dec 28, 2012

Insider Transaction Report

Form 4
Period: 2012-12-26
YADKIN VALLEY FINANCIAL CORPYAVY
Spell Harry C
Director
Transactions
  • Exercise/Conversion

    Mandatorily Convertible Cumulative NonVoting Preferred Stock

    2012-12-26$1000.00/sh−115$115,000→ 0 total(indirect: r/i/n/o Spell Properties)
    Exercise: $2.80From: 2012-12-26→ Common Stock (41,071 underlying)
  • Exercise/Conversion

    Common Stock

    2012-12-26$2.80/sh+41,071$114,999→ 47,926 total(indirect: r/i/n/o Spell Properties)
Holdings

  • Common Stock

    (indirect: r/i/n/o Janet P. Spell)
    3,628

  • Common Stock

    (indirect: r/i/n/o Susan Spell)
    1,813

  • Common Stock

    321,777

  • Common Stock

    (indirect: r/i/n/o Anna Spell)
    1,813

  • Common Stock

    (indirect: r/i/n/o Pete Spell)
    1,813
Footnotes (2)
  • [F1]Full title of security: Mandatorily Convertible Cumulative Non-Voting Perpetual Preferred Stock, Series A
  • [F2]Series A Preferred Stock is perpetual and therefore has no expiration date.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT