BROWN NOLAN G 4
4 · YADKIN VALLEY FINANCIAL CORP · Filed Dec 28, 2012
Insider Transaction Report
Form 4
BROWN NOLAN G
Director
Transactions
- Exercise/Conversion
Common Stock
2012-12-26$2.80/sh+26,785$74,998→ 29,560 total - Exercise/Conversion
Mandatorily Convertible Cumulative NonVoting Preferred Stock
2012-12-26$1000.00/sh−75$75,000→ 0 totalExercise: $2.80From: 2012-12-26→ Common Stock (26,785 underlying)
Holdings
- 236,841(indirect: r/i/n/o Triad Group Inc.)
Common Stock
- 150(indirect: r/i/n/o Nolan G. Brown c/f Dean Tickle)
Common Stock
- 3,575(indirect: r/i/n/o Triad Medical Services)
Common Stock
Footnotes (1)
- [F1]Series A Preferred Stock is perpetual, and therefore has no expiration date.