BROWN NOLAN G 4
4 · YADKIN VALLEY FINANCIAL CORP · Filed Oct 26, 2012
Insider Transaction Report
Form 4
BROWN NOLAN G
Director
Transactions
- Purchase
Manditorily Convertible Cumulative Preferred Stock Series A
2012-10-24$1000.00/sh+75$75,000→ 75 total(indirect: r/i/n/o Triad Group)Exercise: $2.80→ Common Stock (26,786 underlying)
Holdings
- 1,775
Common Stock
- 236,841(indirect: r/i/n/o Triad Group Inc.)
Common Stock
- 150(indirect: r/i/n/o Nolan G. Brown c/f Nolan Dean Tickle)
Common Stock
- 3,575(indirect: r/i/n/o Triad Medical Services)
Common Stock
Footnotes (3)
- [F1]Subject to shareholders' approval of the convertion into common stock
- [F2]The Series A Preferred Stock is convertible into common stock upon shareholder approval in accordance with the Articles of Amendment to the Articles of Incorporation.
- [F3]The Series A Preferred Stock is perpetual, and thus, has no expiration date