Cosby F Spencer Jr. 4
4 · YADKIN VALLEY FINANCIAL CORP · Filed Aug 19, 2011
Insider Transaction Report
Form 4
Cosby F Spencer Jr.
Other
Transactions
- Sale
Common Stock
2011-08-09$1.75/sh−2,900$5,068→ 20,688.725 total - Sale
Common Stock
2011-08-05$1.91/sh−14,432$27,526→ 33,000.275 total - Sale
Common Stock
2011-08-09$1.80/sh−3,589$6,460→ 16,901.725 total - Sale
Common Stock
2011-08-09$1.75/sh−100$175→ 20,588.725 total - Sale
Common Stock
2011-08-09$1.74/sh−98$171→ 20,490.725 total - Sale
Common Stock
2011-08-09$1.75/sh−9,411.55$16,470→ 23,588.725 total
Holdings
- 2,400
Stock Options
Exercise: $13.91From: 2009-03-14Exp: 2018-03-14→ Common Stock (4,000 underlying) - 4,000
Stock Options
Exercise: $19.07From: 2008-01-18Exp: 2017-01-18→ Common Stock (5,000 underlying) - 2,500
Stock Options
Exercise: $14.00From: 2005-10-01Exp: 2013-10-01→ Common Stock (2,500 underlying)
Footnotes (3)
- [F1]Amount of securities beneficially owned after the above transactions reflects the direct ownership of 10,000 shares of Restricted Stock (unvested). The issuer is a participant in the TARP Capital Purchase Program. As a result, the Restricted Stock granted to Mr. Cosby shall vest pursuant to the following schedule: 3,333.33 shares on 4/16/2011; 3,333.33 shares on 4/16/2012; and 3,333.34 shares on 4/16/2013 provided however that, no Restricted Stock shall be vested prior to the earliest date permitted by Section 111(b)(3)(D) of the Emergency Economic Stabilization Act of 2008 and the regulations adopted pursuant thereto.
- [F2]80% vested
- [F3]60% vested