5//SEC Filing
Piwnica Carole 5
Accession 0001365916-20-000052
CIK 0001365916other
Filed
Apr 6, 8:00 PM ET
Accepted
Apr 7, 9:23 AM ET
Size
19.2 KB
Accession
0001365916-20-000052
Insider Transaction Report
Form 5
AMYRIS, INC.AMRS
Piwnica Carole
Director
Transactions
- Exercise/Conversion
Common Stock
2019-08-22$0.00/sh+282,739$424→ 1,372,634 total(indirect: by Naxyris S.A.) - Other
Warrant (Right to Buy)
2019-08-22−282,739→ 0 total(indirect: by Naxyris S.A.)Exercise: $0.00From: 2019-04-16Exp: 2022-07-10→ Common Stock (282,739 underlying) - Other
Warrant (Right to Buy)
2019-08-22+370,404→ 370,404 total(indirect: by Naxyris S.A.)Exercise: $2.87From: 2017-05-11Exp: 2022-07-10→ Common Stock (370,404 underlying) - Other
Warrant (Right to Buy)
2019-08-22+2,000,000→ 2,000,000 total(indirect: by Naxyris S.A.)Exercise: $2.87From: 2019-08-14Exp: 2021-08-14→ Common Stock (2,000,000 underlying) - Purchase
Warrant (Right to Buy)
2019-10-28+2,000,000→ 2,000,000 total(indirect: by Naxyris S.A.)Exercise: $3.87From: 2019-10-28Exp: 2021-10-28→ Common Stock (2,000,000 underlying)
Holdings
- 5,532
Common Stock
Footnotes (6)
- [F1]Reflects the exercise by Naxyris S.A. ("Naxyris") of a warrant to issue common stock, on May 2, 2019. The Reporting Person acquired beneficial ownership over such common stock upon acquiring beneficial ownership of Naxyris on August 22, 2019.
- [F2]Reflects the exercise price of an anti-dilution common stock purchase warrant issued to Naxyris on May 11, 2017.
- [F3]The Reporting Person beneficially owns securities held by Naxyris since August 22, 2019.
- [F4]This warrant was issued to Naxyris on May 11, 2017 in connection with the entry into a Securities Purchase Agreement dated May 8, 2017, among the Issuer and certain purchasers, including Naxyris. The Reporting Person acquired beneficial ownership over such warrant upon acquiring beneficial ownership of Naxyris on August 22, 2019.
- [F5]This warrant was issued in connection with the entry into a Loan and Security Agreement dated August 14, 2019 among the Issuer, certain subsidiaries of the Issuer and Naxyris. The Reporting Person acquired beneficial ownership over such warrant upon acquiring beneficial ownership of Naxyris on August 22, 2019.
- [F6]This warrant was issued in connection with the entry into the Amended and Restated Loan and Security Agreement dated October 28, 2019 among the Issuer, cetain subsidiaries of the Issuer and Naxyris.
Documents
Issuer
AMYRIS, INC.
CIK 0001365916
Entity typeother
Related Parties
1- filerCIK 0001501760
Filing Metadata
- Form type
- 5
- Filed
- Apr 6, 8:00 PM ET
- Accepted
- Apr 7, 9:23 AM ET
- Size
- 19.2 KB