POKLUDA JAMES L III 4

4 · Houston Wire & Cable CO · Filed Feb 2, 2021

Form 4

Period: 2018-12-11

President

Transactions

Exercise/Conversion
RESTRICTED STOCK UNIT
2019-12-11−15,385→ 15,384 total
Exercise: $0.00Exp: 2020-12-11→ COMMON STOCK (15,385 underlying)
Exercise/Conversion
COMMON STOCK
2019-12-11+15,385→ 646,163 total
Exercise/Conversion
COMMON STOCK
2020-12-11+15,384→ 661,547 total
Exercise/Conversion
RESTRICTED STOCK UNIT
2020-12-11−15,384→ 0 total
Exercise: $0.00Exp: 2020-12-11→ COMMON STOCK (15,384 underlying)
Exercise/Conversion
COMMON STOCK
2018-12-11+15,385→ 630,778 total
Exercise/Conversion
RESTRICTED STOCK UNIT
2018-12-11−15,385→ 30,769 total
Exercise: $0.00Exp: 2020-12-11→ COMMON STOCK (15,385 underlying)

Footnotes (6)

[F1]On December 11, 2018, 15,385 Restricted Stock Units vested and were settled in shares of common stock.
[F2]On December 11, 2019, 15,385 Restricted Stock Units vested and were settled in shares of common stock.
[F3]On December 11, 2020, 15,384 Restricted Stock Units vested and were settled in shares of common stock.
[F4]Each Restricted Stock Unit represents a contingent right to receive one share of HWCC Common Stock and vests as to 15,385 shares on December 11, 2019; 13,384 shares on December 11, 2020 and is subject to forfeiture until vested.
[F5]Each Restricted Stock Unit represents a contingent right to receive one share of HWCC Common Stock, vests on 13,384 shares on December 11, 2020 and is subject to forfeiture until vested.
[F6]12/11/2020

Documents

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