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Santa Lucia Bancorp·5

Feb 9, 7:59 PM ET

Filipponi Douglas C 5

5 · Santa Lucia Bancorp · Filed Feb 9, 2011

Insider Transaction Report

Form 5

Period: 2010-12-31

Santa Lucia Bancorpslba.ob

Filipponi Douglas C

Director

Transactions

Other
Common Stock
2010-04-23+67→ 3,438 total
Other
Common Stock
2010-04-23+2,525→ 128,820 total(indirect: By Trust)

Holdings

Common Stock
Exercise: $23.86From: 2007-09-15Exp: 2016-09-14→ Common Stock (1,040 underlying)
0
Common Stock
Exercise: $23.86From: 2008-09-15Exp: 2016-09-14→ Common Stock (1,040 underlying)
0
Common Stock
Exercise: $23.86From: 2010-09-15Exp: 2016-09-14→ Common Stock (1,040 underlying)
0
Common Stock
Exercise: $10.00From: 2011-02-17Exp: 2020-02-16→ Common Stock (204 underlying)
0
Common Stock
Exercise: $10.00From: 2013-02-17Exp: 2020-02-16→ Common Stock (204 underlying)
0
Common Stock
Exercise: $10.00From: 2015-02-17Exp: 2020-02-16→ Common Stock (204 underlying)
0
Common Stock
Exercise: $23.86From: 2009-09-15Exp: 2016-09-14→ Common Stock (1,040 underlying)
0
Common Stock
Exercise: $23.86From: 2011-09-15Exp: 2016-09-14→ Common Stock (1,040 underlying)
0
Common Stock
Exercise: $10.00From: 2012-02-17Exp: 2020-02-16→ Common Stock (204 underlying)
0
Common Stock
Exercise: $10.00From: 2014-02-17Exp: 2020-02-16→ Common Stock (204 underlying)
0

Footnotes (1)

[F1]All adjustments are due to a stock dividend issued 4/23/10, and showing those shares that are direct ownership vs. indirect ownership.

Documents

1 file

5
primary_doc.xmlPrimary
PRIMARY DOCUMENT