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4/A//SEC Filing

PERNIX THERAPEUTICS HOLDINGS, INC. 4/A

Accession 0001354488-14-005303

CIK 0001024126operating

View on SEC.gov Company Profile

Filed

Oct 29, 8:00 PM ET

Accepted

Oct 30, 11:45 AM ET

Size

13.0 KB

Accession

0001354488-14-005303

Insider Transaction Report

Form 4/AAmended

Period: 2014-06-30

PERNIX THERAPEUTICS HOLDINGS, INC.PTX

Clifford Tracy Simmons

CFO

Transactions

Exercise/Conversion
Common Stock
2014-06-30$2.20/sh+5,000$11,000→ 11,981 total
Sale
Common Stock
2014-06-30$9.00/sh−10,000$90,005→ 6,981 total
Sale
Common Stock
2014-06-30$9.00/sh−5,000$45,000→ 6,981 total
Exercise/Conversion
Common Stock
2014-06-30$3.80/sh+10,000$38,000→ 16,981 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-06-30−10,000→ 15,000 total
Exercise: $3.80From: 2010-03-09Exp: 2015-03-09→ Common Stock (10,000 underlying)
Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-06-30−5,000→ 0 total
Exercise: $2.20From: 2010-03-09Exp: 2015-03-09→ Common Stock (5,000 underlying)

Footnotes (2)

[F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2014.
[F2]The option which represents a right to purchase a total of 25,000 shares became fully exercisable on March 9, 2010.

Documents

1 file

4
issuerdirect_section16.xml
PRIMARY DOCUMENT

Issuer

PERNIX THERAPEUTICS HOLDINGS, INC.

CIK 0001024126

Entity typeoperating

IncorporatedMD

Related Parties

1

filerCIK 0001024126

Filing Metadata

Form type: 4/A
Filed: Oct 29, 8:00 PM ET
Accepted: Oct 30, 11:45 AM ET
Size: 13.0 KB

View on SEC.gov