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PERNIX THERAPEUTICS HOLDINGS, INC.·4/A

Oct 30, 11:45 AM ET

PERNIX THERAPEUTICS HOLDINGS, INC. 4/A

4/A · PERNIX THERAPEUTICS HOLDINGS, INC. · Filed Oct 30, 2014

Insider Transaction Report

Form 4/AAmended
Period: 2014-06-30
PERNIX THERAPEUTICS HOLDINGS, INC.PTX
Clifford Tracy Simmons
CFO
Transactions
  • Exercise/Conversion

    Common Stock

    2014-06-30$2.20/sh+5,000$11,000→ 11,981 total
  • Sale

    Common Stock

    2014-06-30$9.00/sh−10,000$90,005→ 6,981 total
  • Sale

    Common Stock

    2014-06-30$9.00/sh−5,000$45,000→ 6,981 total
  • Exercise/Conversion

    Common Stock

    2014-06-30$3.80/sh+10,000$38,000→ 16,981 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2014-06-30−10,000→ 15,000 total
    Exercise: $3.80From: 2010-03-09Exp: 2015-03-09→ Common Stock (10,000 underlying)
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2014-06-30−5,000→ 0 total
    Exercise: $2.20From: 2010-03-09Exp: 2015-03-09→ Common Stock (5,000 underlying)
Footnotes (2)
  • [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2014.
  • [F2]The option which represents a right to purchase a total of 25,000 shares became fully exercisable on March 9, 2010.

Documents

1 file
  • 4
    issuerdirect_section16.xml

    PRIMARY DOCUMENT