4//SEC Filing
Cellular Biomedicine Group, Inc. 4
Accession 0001354488-13-004342
CIK 0001378624operating
Filed
Aug 8, 8:00 PM ET
Accepted
Aug 9, 9:55 PM ET
Size
27.1 KB
Accession
0001354488-13-004342
Insider Transaction Report
Form 4
Wong Keith
DirectorCEO10% Owner
Transactions
- Sale
Common Stock
2013-03-04$7.18/sh−1,000$7,180→ 475,520 total - Sale
Common Stock
2013-07-19$7.00/sh−300$2,100→ 474,070 total - Sale
Common Stock
2013-07-08$6.60/sh−600$3,960→ 474,070 total - Sale
Common Stock
2012-02-23$0.06/sh−50,000$3,000→ 48,249,600 total - Sale
Common Stock
2012-06-18$0.09/sh−3,815$324→ 48,124,600 total - Award
Common Stock
2013-02-06$5.00/sh+30,000$150,000→ 476,520 total - Sale
Common Stock
2012-06-26$0.09/sh−61,185$5,201→ 48,124,600 total - Sale
Common Stock
2012-06-13$0.07/sh−60,000$4,200→ 48,124,600 total - Sale
Common Stock
2012-07-23$0.11/sh−12,600$1,386→ 48,032,000 total - Gift
Common Stock
2012-08-02−600,000→ 44,652,000 total - Sale
Common Stock
2013-07-09$6.60/sh−400$2,640→ 474,070 total - Sale
Common Stock
2013-07-23$7.00/sh−150$1,050→ 474,070 total - Sale
Common Stock
2012-02-03$0.06/sh−50,000$2,750→ 48,249,600 total - Sale
Common Stock
2012-07-12$0.11/sh−80,000$8,800→ 48,032,000 total - Gift
Common Stock
2012-08-02−1,800,000→ 44,652,000 total - Gift
Common Stock
2012-08-02−980,000→ 44,652,000 total
Footnotes (4)
- [F1]The amounts of shares do not reflect a share exchange conducted by the Company in connection with its reincorporation from Arizona to Delaware, with the same effect as a 1:100 reverse stock split, which became effective on January 31, 2013 (the ?Reverse Split?).
- [F2]On August 2, 2012, Keith Wong transferred 1,800,000, 600,000, 980,000 shares of the Company?s common stock (collectively, the ?Shares?) as gifts to Rudolph Wong, Rebecca Wong, and Hong Chen, respectively. Rudolph Wong and Rebecca Wong are adult children of Keith Wong. Hong Chen is the wife of Keith Wong, who disclaims beneficial ownership of the Shares.
- [F3]On February 6, 2013, Keith Wong was issued 30,000 shares of the Company?s common stock pursuant to the Company?s Amended and Restated 2011 Incentive Stock Option Plan.
- [F4]The amounts of shares reflect the Reverse Split.
Documents
Issuer
Cellular Biomedicine Group, Inc.
CIK 0001378624
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001378624
Filing Metadata
- Form type
- 4
- Filed
- Aug 8, 8:00 PM ET
- Accepted
- Aug 9, 9:55 PM ET
- Size
- 27.1 KB