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4//SEC Filing

HOWARD RUSSELL J 4

Accession 0001347166-08-000004

CIK 0001068796other
View on SEC.govCompany Profile

Filed

Feb 3, 7:00 PM ET

Accepted

Feb 4, 6:23 PM ET

Size

29.2 KB

Accession

0001347166-08-000004

Insider Transaction Report

Form 4
Period: 2008-01-31
MAXYGEN INCMAXY
HOWARD RUSSELL J
DirectorChief Executive Officer
Transactions
  • Sale

    Common Stock

    2008-01-31$7.18/sh−300$2,154→ 12,683 total
  • Sale

    Common Stock

    2008-01-31$7.13/sh−200$1,426→ 8,583 total
  • Sale

    Common Stock

    2008-01-31$7.07/sh−199$1,407→ 6,884 total
  • Award

    Employee Stock Option (right to buy)

    2008-02-01+43,750→ 43,750 total
    Exercise: $7.29Exp: 2018-01-31→ Common Stock (43,750 underlying)
  • Sale

    Common Stock

    2008-01-31$7.15/sh−2,500$17,875→ 8,783 total
  • Sale

    Common Stock

    2008-01-31$7.10/sh−1,000$7,100→ 7,083 total
  • Sale

    Common Stock

    2008-01-31$7.20/sh−100$720→ 12,983 total
  • Sale

    Common Stock

    2008-01-31$7.12/sh−400$2,848→ 8,183 total
  • Exercise/Conversion

    Common Stock

    2008-01-31$0.75/sh+6,400$4,800→ 13,083 total
  • Sale

    Common Stock

    2008-01-31$7.17/sh−550$3,944→ 12,133 total
  • Sale

    Common Stock

    2008-01-31$7.06/sh−1$7→ 6,883 total
  • Sale

    Common Stock

    2008-01-31$7.16/sh−850$6,086→ 11,283 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2008-01-31−6,400→ 137,200 total
    Exercise: $0.75Exp: 2009-09-07→ Common Stock (6,400 underlying)
Holdings

  • Common Stock

    (indirect: By 401(k))
    5,924

  • Common Stock

    (indirect: By Trust)
    448,229
Footnotes (4)
  • [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2007.
  • [F2]Russell J. Howard and Maureen C. Howard Trust
  • [F3]The option vested and became exercisable in full on August 1, 2003.
  • [F4]The option vests and becomes exercisable as to 1/4 of the underlying shares on January 1, 2009 and as to 1/48 of the underlying shares on a monthly basis thereafter.

Documents

1 file

Issuer

MAXYGEN INC

CIK 0001068796

→
Entity typeother

Related Parties

1
  • filerCIK 0001180764

Filing Metadata

Form type
4
Filed
Feb 3, 7:00 PM ET
Accepted
Feb 4, 6:23 PM ET
Size
29.2 KB
View on SEC.gov