CAPSTEAD MORTGAGE CORP·4

Aug 30, 4:07 PM ET

BROWN MIKE 4

4 · CAPSTEAD MORTGAGE CORP · Filed Aug 30, 2012

Insider Transaction Report

Form 4
Period: 2012-08-28
BROWN MIKE
Senior Vice President
Transactions
  • Exercise/Conversion

    Common Stock

    2012-08-28$10.58/sh+15,000$158,700180,341 total
  • Tax Payment

    Common Stock

    2012-08-28$14.20/sh14,650$208,030165,691 total
  • Exercise/Conversion

    Nonqualified Employee Stock Option (right to buy)

    2012-08-2815,0000 total
    Exercise: $10.58Exp: 2017-05-07Common Stock (15,000 underlying)
  • Exercise/Conversion

    Nonqualified Employee Stock Option (right to buy)

    2012-08-283,7500 total
    Exercise: $7.58Exp: 2016-04-24Common Stock (3,750 underlying)
  • Exercise/Conversion

    Common Stock

    2012-08-28$7.58/sh+3,750$28,425165,341 total
Footnotes (3)
  • [F1]Shares were withheld to satisfy the tax withholding obligation associated with the exercise of the options and previously owned shares were delivered to satisfy the exercise price of the options.
  • [F2]The option vests in four equal annual installments beginning April 24, 2007.
  • [F3]The option vests in four equal annual installments beginning May 7, 2008.

Documents

1 file
  • 4
    edgardoc.xmlPrimary

    PRIMARY DOCUMENT