Rothman Lynn 4
4 · Penumbra Inc · Filed Oct 5, 2021
Insider Transaction Report
Form 4
Penumbra IncPEN
Rothman Lynn
EVP and Chief Business Officer
Transactions
- Exercise/Conversion
Stock Option (right to buy)
2021-10-01−5,300→ 34,100 totalExercise: $22.04Exp: 2025-08-11→ Common Stock (5,300 underlying) - Exercise/Conversion
Common Stock
2021-10-01$22.04/sh+5,300$116,812→ 37,937 total - Sale
Common Stock
2021-10-01$259.03/sh−400$103,612→ 37,537 total - Sale
Common Stock
2021-10-01$260.23/sh−600$156,138→ 36,937 total - Sale
Common Stock
2021-10-01$261.05/sh−1,281$334,405→ 35,656 total - Sale
Common Stock
2021-10-01$262.10/sh−1,758$460,772→ 33,898 total - Sale
Common Stock
2021-10-01$262.97/sh−1,061$279,011→ 32,837 total - Sale
Common Stock
2021-10-01$263.64/sh−100$26,364→ 32,737 total - Sale
Common Stock
2021-10-01$267.06/sh−100$26,706→ 32,637 total
Holdings
- 101,807(indirect: By Trust)
Common Stock
Footnotes (8)
- [F1]The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
- [F2]This transaction was executed in multiple trades at prices ranging from $258.63 to $259.55. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- [F3]This transaction was executed in multiple trades at prices ranging from $259.74 to $260.52. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- [F4]This transaction was executed in multiple trades at prices ranging from $260.67 to $261.54. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- [F5]This transaction was executed in multiple trades at prices ranging from $261.79 to $262.53. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- [F6]This transaction was executed in multiple trades at prices ranging from $262.63 to $263.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- [F7]Shares are held by the Trust of Richard E. Koch and Lynn D. Rothman.
- [F8]All shares are vested and exercisable.