Sovereign David A 4
4 · GOLDEN GRAIN ENERGY · Filed Jul 18, 2018
Insider Transaction Report
Form 4
Sovereign David A
Director
Transactions
- Purchase
Class A Membership Units
2018-07-16$7.50/sh+10,000$75,000→ 117,000 total(indirect: See Footnote) - Purchase
Class B Membership Units
2018-07-16+0→ 39,000 total(indirect: See Footnote)
Footnotes (3)
- [F1]per unit
- [F2]Dave Sovereign owns 57,000 Class A units individually, and beneficially owns 60,000 Class A units through DRSG Partnership of which Mr. Sovereign is a partner.
- [F3]Dave Sovereign owns 2,000 Class B units individually and beneficially owns 17,000 Class B units through Mr. Sovereign's part ownership of GDB, LLC and beneficially owns 20,000 Class B units through Mr. Sovereign's part ownership in DRSG Partnership. Dave Sovereign shares investment and voting power with respect to the 2,000 Class B units with his spouse and shares investment and voting power with respect to the 37,000 Class B units with the other owners of GDB, LLC and DRSG Partnership.