4//SEC Filing
WHIRLPOOL CORP /DE/ 4
Accession 0001315523-07-000003
$WHRCIK 0000106640operating
Filed
Feb 20, 7:00 PM ET
Accepted
Feb 21, 4:47 PM ET
Size
15.9 KB
Accession
0001315523-07-000003
Insider Transaction Report
Form 4
HU MARK K
EXECUTIVE VICE PRESIDENT
Transactions
- Award
Phantom Restricted Shares (Strategic Excellence Program)
2007-02-19+2,863→ 2,863 total→ Common (2,863 underlying) - Award
Employee Stock Option (Right to Buy)
2007-02-19+4,300→ 4,300 totalExercise: $94.47→ Common (4,300 underlying)
Holdings
- 5,987
Common Stock
- 4,600
Employee Stock Option (Right to Buy)
→ Common (4,600 underlying) - 20,000
Employee Stock Option (Right to Buy)
→ Common (20,000 underlying) - 5,027
Employee Stock Option (Right to Buy)
→ Common (5,027 underlying) - 5,000
Phantom Restricted Shares (Special Retention Program)
→ Common (5,000 underlying)
Footnotes (6)
- [F1]2,863 phantom stock shares (Strategic Excellence Program) awarded on 02/19/2007 under the SEP 2006 grant of contingent shares made pursuant to the 2002 Whirlpool Corporation Omnibus Stock and Incentive Plan in transactions exempt under Rule 16(b)-3(c). Time restrictions will lapse and shares will become vested on 02/19/2009.
- [F2]4,300 option shares awarded on 02/19/2007 at the option price of $94.47 per share with cashless exercise and tax withholding rights. Shares will become exercisable as follows: one-third on 02/19/2008; one-third on 02/19/2009; and one-third on 02/19/2010. The options will expire 10 years from the date of grant.
- [F3]5,000 phantom stock shares (Special Retention Program) awarded under the Whirlpool Corporation 1998 Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3(c). Restrictions will lapse on this award on 01/01/2011. Participants may elect to defer receipt of vested shares. Dividend equivalents on deferred stock will be invested in additional stock.
- [F4]20,000 option shares with cashless exercise and tax withholding rights awarded on 01/05/2004 at the option price of $71.80 per share. All shares are currently exercisable and the options will expire 10 years from the date of grant.
- [F5]5,027 option shares with cashless exercise and tax withholding rights awarded on 02/16/2004 at the option price of $72.94 per share. All shares are currently exercisable and will expire 10 years from the date of grant.
- [F6]4,600 option shares with cashless exercise and tax withholding rights awarded on 02/20/2006 at the option price of $89.16 per share. 1,534 shares are currently exercisable with the remaining options to become exercisable as follows: one-third on 02/20/2008; and one-third on 02/20/2009. The options will expire 10 years from the date of grant.
Documents
Issuer
WHIRLPOOL CORP /DE/
CIK 0000106640
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000106640
Filing Metadata
- Form type
- 4
- Filed
- Feb 20, 7:00 PM ET
- Accepted
- Feb 21, 4:47 PM ET
- Size
- 15.9 KB