Parr Gary 4

4 · Lazard Ltd · Filed Sep 5, 2012

Form 4

Period: 2012-08-31

Director

Transactions

Exercise/Conversion
Restricted Stock Units
2012-08-31−701,082→ 539,451 total
From: 2012-08-31Exp: 2012-08-31→ Class A common stock (701,082 underlying)
Tax Payment
Class A common stock
2012-08-31$28.13/sh−322,498$9,071,869→ 1,020,502 total
Exercise/Conversion
Class A common stock
2012-08-31+701,082→ 1,343,000 total

Footnotes (6)

[F1]The shares of Class A common stock were acquired upon the vesting of Restricted Stock Units.
[F2]Amount includes 1,288,255 shares of unrestricted Class A common stock and 54,745 shares of restricted Class A common stock. Amount excludes (i) 150,045 shares of Class A common stock issuable upon exchange of 150,045 Class II Interests of LAZ-MD Holdings LLC that are held by the reporting person and (ii) 539,451 Restricted Stock Units (including a right to a grant of Restricted Stock Units).
[F3]Shares of Class A common stock withheld by the Company to cover estimated taxes.
[F4]Amount includes 965,757 shares of unrestricted Class A common stock and 54,745 shares of restricted Class A common stock. Amount excludes (i) 150,045 shares of Class A common stock issuable upon exchange of 150,045 Class II Interests of LAZ-MD Holdings LLC that are held by the reporting person and (ii) 539,451 Restricted Stock Units (including a right to a grant of Restricted Stock Units).
[F5]Each Restricted Stock Unit represented a contingent right to receive one share of Class A common stock of Lazard Ltd.
[F6]Amount includes right to grant of 36,496 Restricted Stock Units and 502,955 previously granted Restricted Stock Units.

Documents

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