4//SEC Filing
INTERMOLECULAR INC 4
Accession 0001311241-14-000043
CIK 0001311241operating
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 7:17 PM ET
Size
9.2 KB
Accession
0001311241-14-000043
Insider Transaction Report
Form 4
Lazovsky David E
DirectorPresident & CEO
Transactions
- Sale
Common Stock, $0.001 par value
2014-03-03$2.64/sh−1,988$5,248→ 2,783,650 total
Holdings
- 45,882(indirect: By Trust)
Common Stock, $0.001 par value
- 189,513(indirect: By Spouse)
Common Stock, $0.001 par value
- 189,513(indirect: By GRAT)
Common Stock, $0.001 par value
- 35,487(indirect: By Spouse)
Common Stock, $0.001 par value
Footnotes (6)
- [F1]This sale was conducted as described in Footnote 2. The shares were sold by the executing broker as part of aggregate sales for other employees of the issuer. The Reporting Person was informed by the broker of the total number of shares sold for his account on March 4, 2014. Accordingly, pursuant to Rule 16a-3(g)(2),the deemed execution date was March 4, 2014.
- [F2]This sale was made as part of a "sell to cover taxes" arrangement in connection with the March 1, 2014 vesting of certain shares of restricted stock that the Reporting Person acquired pursuant to a restricted stock grant dated March 29, 2012. The sale was made pursuant to a 10b5-1 plan entered into by the Reporting Person. No shares were withheld by or surrendered to the issuer.
- [F3]The transaction was executed in multiple trades at a price of $2.64, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- [F4]These shares are held by The Lazovsky 2010 Irrevocable Children's Trust.
- [F5]These shares are held by The David E. Lazovsky 2010 Annuity Trust.
- [F6]These shares are held by The Juel D. Lazovsky 2010 Annuity Trust.
Documents
Issuer
INTERMOLECULAR INC
CIK 0001311241
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001311241
Filing Metadata
- Form type
- 4
- Filed
- Mar 4, 7:00 PM ET
- Accepted
- Mar 5, 7:17 PM ET
- Size
- 9.2 KB