Margolis Michael A 4
4 · SWK Holdings Corp · Filed Mar 18, 2013
Insider Transaction Report
Form 4
Margolis Michael A
Director
Transactions
- Award
Common Stock
2013-03-14+0→ 803,600 total(indirect: Owned by Maric CCapital Fund, Ltd.) - Award
Common Stock
2013-03-14+35,000→ 170,000 total
Footnotes (3)
- [F1]Comprised of restricted stock granted pursuant to the Company's 2010 Equity Incentive Plan and form of Restricted Stock Agreement. The restricted stock vests on January 41, 2014.
- [F2]Includes 100,000 shares of unvested restricted common stock granted for Mr. Margolis' services as a director.
- [F3]Includes 803,600 shares of common stock owned by Maric Capital Fund, Ltd. Maric LS, LLC is the investment manager of Maric Capital Master Fund Ltd. Mr. Margolis is the member of Maric LS, LLC. Mr. Margolis disclaims beneficial ownership of any and all such shares in excess of his pecuniary interest therein.