4//SEC Filing
GOLD IRWIN 4
Accession 0001302215-25-000106
CIK 0001302215other
Filed
Sep 17, 8:00 PM ET
Accepted
Sep 18, 4:32 PM ET
Size
11.0 KB
Accession
0001302215-25-000106
Insider Transaction Report
Form 4
GOLD IRWIN
DirectorCO-CHAIRMAN10% Owner
Transactions
- Conversion
CLASS A COMMON STOCK
2025-09-16+6,811→ 6,811 total - Conversion
CLASS B COMMON STOCK
2025-09-16−6,811→ 0 total→ CLASS A COMMON STOCK (6,811 underlying) - Sale
CLASS A COMMON STOCK
2025-09-16$202.75/sh−6,811$1,380,930→ 0 total
Holdings
- 1,071,385(indirect: By Trust)
CLASS B COMMON STOCK
→ CLASS A COMMON STOCK (1,071,385 underlying)
Footnotes (3)
- [F1]Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.
- [F2]Per share price reflects the weighted average price in a series of open market sales on September 16, 2025 at prices ranging from $202.50 per share to $203.04 per share. The reporting person undertakes to provide to Houlihan Lokey, Inc., and security holder of Houlihan Lokey, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range identified in this footnote.
- [F3]The reporting person is a trustee of the HL Voting Trust (the "Voting Trust"). The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a pecuniary interest in and investment control over the shares reported herein.
Documents
Issuer
HOULIHAN LOKEY, INC.
CIK 0001302215
Entity typeother
IncorporatedNY
Related Parties
1- filerCIK 0001122672
Filing Metadata
- Form type
- 4
- Filed
- Sep 17, 8:00 PM ET
- Accepted
- Sep 18, 4:32 PM ET
- Size
- 11.0 KB