Adelson Scott Joseph 4
4 · HOULIHAN LOKEY, INC. · Filed Aug 7, 2025
Insider Transaction Report
Form 4
Adelson Scott Joseph
DirectorCEO
Transactions
- Deposit Into/Withdrawal From Voting Trust
CLASS B COMMON STOCK
2025-08-05+57,200→ 57,200 total→ CLASS A COMMON STOCK (57,200 underlying) - Gift
CLASS B COMMON STOCK
2025-08-05−57,200→ 57,200 total(indirect: By Trust)→ CLASS A COMMON STOCK (57,200 underlying) - Deposit Into/Withdrawal From Voting Trust
CLASS B COMMON STOCK
2025-08-05−57,200→ 878,921 total(indirect: By Trust)→ CLASS A COMMON STOCK (57,200 underlying)
Footnotes (3)
- [F1]Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.
- [F2]On August 5, 2025, the reporting person transferred 57,200 shares of Class B common stock to a revocable trust for the benefit of a family member for which the reporting person is a co-trustee and continues to beneficially own the shares held in the revocable trust. No value was received for the transferred shares. The shares remained subject to the HL Voting Trust (the "Voting Trust").
- [F3]The reporting person is a trustee of the HL Voting Trust. The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a direct and indirect pecuniary interest in and investment control over the shares reported herein. All reported direct and indirect shares are held indirectly by the Voting Trust